Ontario Securities Commission Bulletin
Issue 37/09 - February 27, 2014
Ont. Sec. Bull. Issue 37/09
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 31-337 -- Cost Disclosure, Performance Reporting and Client Statements -- Frequently Asked Questions and Additional Guidance as of February 27, 2014
Notices from the Office of the Secretary
• Quadrexx Hedge Capital Management Ltd. et al.
• Quadrexx Asset Management Inc. et al.
• Pro-Financial Asset Management Inc.
• TransCap Corporation et al.
• Sterling Grace & Co. Ltd. and Graziana Casale
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Davis-Rea Ltd. et al.
• Davis-Rea Ltd. et al.
• Channel Resources Ltd.
• CI Investments Inc. and Lawrence Park Strategic Income Fund
• Sirocco Mining Inc. -- s. 1(10)
• Compagnie de Saint-Gobain
• Sun Life Global Investments (Canada) Inc. and Sun Life Investment Management Inc.
Orders
• Mountainstar Gold Inc. -- s. 144
• Minfocus Exploration Corp. -- s. 1(11)(b)
• Quadrexx Hedge Capital Management Ltd. et al. -- s. 127
• Quadrexx Asset Management Inc. et al. -- ss. 127(1) and (8)
• Pro-Financial Asset Management Inc. -- ss. 127(1), (2) and (8)
• TransCap Corporation et al. -- ss. 127(1), 127(10)
• Apollo International Management (Canada) ULC -- s. 74(1)
• Sterling Grace & Co. Ltd. and Graziana Casale -- s. 8(4)
• Telus Corporation -- s. 104(2)(c)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• TransCap Corporation et al. -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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