Ontario Securities Commission Bulletin
Issue 37/10 - March 06, 2014
Ont. Sec. Bull. Issue 37/10
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Companion Policy 31-103CP
• Notice of Correction -- Royal Oak Ventures Inc.
• Recognition of Certain Exchanges for the Purposes of NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces -- Notice of Commission Order
Notices of Hearing
• Joe Dwek -- ss. 127, 127.1
• David De Gouveia -- ss. 127(1), 127(10)
• Keith MacDonald Summers et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Weizhen Tang
• Oversea Chinese Fund Limited Partnership et al.
• Sino-Forest Corporation et al.
• Joe Dwek
• Ground Wealth Inc. et al.
• David De Gouveia
• Global RESP Corporation and Global Growth Assets Inc.
• Joe Dwek
• Keith MacDonald Summers et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• REBgold Corporation -- s. 1(10)(a)(ii)
• Novus Energy Inc. -- s. 1(10)(a)(ii)
• Coastal Energy Company -- s. 1(10)(a)(ii)
• e3m Investments Inc.
• Forge First Asset Management Inc. et al.
• Brookfield Infrastructure Partners L.P.
• American Resource Corporation Limited -- s. 1(10)(a)(ii)
Orders
• Weizhen Tang -- ss. 127(1), 127(10)
• Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7) and (8)
• Sino-Forest Corporation et al.
• Knowledge First Financial Inc. -- ss. 144, 147
• Joe Dwek -- ss. 127(1), 127(2), 127.1
• Caribbean Diversified Investments, Inc. -- s. 144
• Bourse de Montréal Inc. and TSX Venture Exchange Inc. -- ss. 4.6(3)(c), 4.6(5)(c) of NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Joe Dwek
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Amendments to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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