Ontario Securities Commission Bulletin

Issue 37/11 - March 13, 2014

Ont. Sec. Bull. Issue 37/11

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Staff Notice 15-702 Revised Credit for Cooperation Program

Notices of Hearing

Knowledge First Financial Inc. -- ss. 127, 127.1

Pro-Financial Asset Management Inc.

Howard Rash -- ss. 127(1), 127(10)

News Releases

OSC Proceeds with New Initiatives to Strengthen Enforcement

Notices from the Office of the Secretary

Conrad M. Black et al.

A25 Gold Producers Corp. et al.

Heritage Education Funds Inc.

Northern Securities Inc. et al.

Knowledge First Financial Inc.

Pro-Financial Asset Management Inc.

Knowledge First Financial Inc.

Global RESP Corporation and Global Growth Assets Inc.

Issam El-Bouji et al.

Pro-Financial Asset Management Inc.

David M. O'Brien

North American Financial Group Inc. et al.

Howard Rash

Chapter 2 - Decisions, Orders and Rulings

Decisions

CT Real Estate Investment Trust

Dundee Securities Ltd. and Richardson GMP Limited

Greystone Managed Investments Inc.

MaRS VX

PMI Gold Corporation

Orders

Conrad M. Black et al.

A25 Gold Producers Corp. et al.

Heritage Education Funds Inc.

Granite Real Estate Inc.

Bell Aliant Regional Communications, Limited Partnership and Bell Aliant Preferred Equity Inc.

Northern Securities Inc. et al. -- ss. 8(3), 21.7

Pro-Financial Asset Management Inc. -- ss. 127(1), (2) and (8)

Knowledge First Financial Inc.

Global RESP Corporation and Global Growth Assets Inc. -- s. 127(1)

Issam El-Bouji et al.- Rule 6.7 of the OSC Rules of Procedure

David M. O'Brien -- s. 9(1) of the SPPA and Rules 5.2(1), 8.1 of the OSC Rules of Procedure

North American Financial Group Inc. et al. -- Rule 9 of the OSC Rules of Procedure

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Knowledge First Financial Inc.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

IIROC -- OSC Staff Notice of Request for Comment -- Margin requirements for certain cash and security borrowing and lending arrangements -- Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1

Chapter 25 - Other Information

Approvals

Forge First Asset Management Inc. -- s. 213(3)(b) of the LTCA

AIP Asset Management Inc. -- s. 213(3)(b) of the LTCA

 

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