Ontario Securities Commission Bulletin
Issue 37/13 - March 27, 2014
Ont. Sec. Bull. Issue 37/13
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• The Investment Funds Practitioner -- March 2014
• Notice of Memorandum of Understanding Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Covered Entities
Notices of Hearing
• Ground Wealth Inc. et al. -- ss. 127, 127.1
• Bank Leumi Le Israel B.M. -- s. 127
• James Barnett (also known as John David) -- ss. 127, 127.1
• Alka Singh and Mine2Capital Inc. -- s. 127(1)
News Releases
• OSC Proposes Four New Capital Raising Prospectus Exemptions
• Backgrounder -- Exempt Market Review
Notices from the Office of the Secretary
• Ronald James Ovenden et al.
• Ground Wealth Inc. et al.
• David De Gouveia
• Bank Leumi Le Israel B.M.
• James Barnett (also known as John David)
• Bank Leumi Le Israel B.M.
• Keith MacDonald Summers et al.
• Alka Singh and Mine2Capital Inc.
• Ground Wealth Inc. et al.
• Ground Wealth Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Ontario Power Generation Inc.
• Cardiocomm Solutions, Inc. et al.
• Veresen Inc.
• Acquisition Glacier II Inc. -- s. 1(10)
• SCORE Trust -- s. 1(10)
• Uranium One Inc.
• Melcor Real Estate Investment Trust
• Paladin Labs Inc. -- s. 1(10)(a)(ii)
Orders
• Ronald James Ovenden et al. - Rule 9.1(2) of the OSC Rules of Procedure
• David De Gouveia -- ss. 127(1), 127(10)
• BlackRock Institutional Trust Company, N.A. and BlackRock Asset Management Canada Limited -- s. 80 of the CFA
• Bank Leumi Le Israel B.M. -- s. 127
• Ground Wealth Inc. et al.
• Ground Wealth Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds -- Point of Sale Delivery of Fund Facts -- Proposed Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and Companion Policy 81-101CP
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC -- OSC Staff Notice of Request for Comment -- Amendments to Universal Market Integrity Rule 1.1 -- Definition of Basis Order
• Canadian Investor Protection Fund -- Amendments to CIPF By-law No. 1 -- Notice of Commission Approval
Marketplaces
• CX2 Canada ATS -- Notice of Proposed Changes and Request for Comment -- CX2 Canada Odd Lot Trading Facility
Clearing Agencies
• Notice of Effective Date -- Technical Amendments to CDS Procedures -- Housekeeping Changes -- April 2014
Chapter 25 - Other Information
Approvals
• Purpose Investments Inc. -- s. 213(3)(b)
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