Ontario Securities Commission Bulletin
Issue 37/16 - April 17, 2014
Ont. Sec. Bull. Issue 37/16
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• Ronald James Ovenden et al. -- s. 127
• Issam El-Bouji et al. -- ss. 127 and 127.1
Notices from the Office of the Secretary
• Eda Marie Agueci et al.
• Global RESP Corporation and Global Growth Assets Inc.
• Ronald James Ovenden et al.
• Issam El-Bouji et al.
• Fawad Ul Haq Khan and Khan Trading Associates Inc. c.o.b. as Money Plus
• Issam El-Bouji et al.
• Pro-Financial Asset Management Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mackenzie Financial Corporation et al.
• AGF Investments
• Fidelity Investments Canada ULC et al.
• Blumont Capital Corporation et al.
• Fidelity Investments Canada ULC
Orders
• Eda Marie Agueci et al. -- Rule 1.4(2) of the OSC Rules of Procedure
• Global RESP Corporation and Global Growth Assets Inc. -- s. 127(1)
• Consolidated Tanager Limited -- s. 144
• Canadian Derivatives Clearing Corporation -- s. 21.2(0.1)
• Issam El-Bouji et al. -- Rule 9 of the OSC Rules of Procedure
• Fawad Ul Haq Khan and Khan Trading Associates Inc. c.o.b. as Money Plus -- Rules 1.6(2), 4.5(2) and 10.5 of the OSC Rules of Procedure
• Investment Dealers Association of Canada and the Investment Industry Regulatory Organization of Canada -- s. 21.4 and s. 19 of the CFA
• Market Regulation Services Inc. and the Investment Industry Regulatory Organization of Canada -- s. 21.4
• Pro-Financial Asset Management Inc.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-507CP
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• Surrender of Investment Dealers Association of Canada (IDA) and Market Regulation Services (RS) Recognition Orders -- Notice of Approval
Clearing Agencies
• Canadian Derivatives Clearing Corporation -- Application for Recognition -- Notice of Commission Order
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