Ontario Securities Commission Bulletin

Issue 37/16 - April 17, 2014

Ont. Sec. Bull. Issue 37/16

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

Ronald James Ovenden et al. -- s. 127

Issam El-Bouji et al. -- ss. 127 and 127.1

Notices from the Office of the Secretary

Eda Marie Agueci et al.

Global RESP Corporation and Global Growth Assets Inc.

Ronald James Ovenden et al.

Issam El-Bouji et al.

Fawad Ul Haq Khan and Khan Trading Associates Inc. c.o.b. as Money Plus

Issam El-Bouji et al.

Pro-Financial Asset Management Inc.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Mackenzie Financial Corporation et al.

AGF Investments

Fidelity Investments Canada ULC et al.

Blumont Capital Corporation et al.

Fidelity Investments Canada ULC

Orders

Eda Marie Agueci et al. -- Rule 1.4(2) of the OSC Rules of Procedure

Global RESP Corporation and Global Growth Assets Inc. -- s. 127(1)

Consolidated Tanager Limited -- s. 144

Canadian Derivatives Clearing Corporation -- s. 21.2(0.1)

Issam El-Bouji et al. -- Rule 9 of the OSC Rules of Procedure

Fawad Ul Haq Khan and Khan Trading Associates Inc. c.o.b. as Money Plus -- Rules 1.6(2), 4.5(2) and 10.5 of the OSC Rules of Procedure

Investment Dealers Association of Canada and the Investment Industry Regulatory Organization of Canada -- s. 21.4 and s. 19 of the CFA

Market Regulation Services Inc. and the Investment Industry Regulatory Organization of Canada -- s. 21.4

Pro-Financial Asset Management Inc.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-507CP

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

Surrender of Investment Dealers Association of Canada (IDA) and Market Regulation Services (RS) Recognition Orders -- Notice of Approval

Clearing Agencies

Canadian Derivatives Clearing Corporation -- Application for Recognition -- Notice of Commission Order

 

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