Ontario Securities Commission Bulletin
Issue 37/17 - April 24, 2014
Ont. Sec. Bull. Issue 37/17
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• Practice Guideline for French Hearings and Consolidation of the Rules of Procedure of the Ontario Securities Commission as of April 8, 2014
• Restated Notice from the Office of the Secretary Re: Interim Orders, Prehearing Conferences and Interlocutory Motions
• Issam El-Bouji et al.
• Morgan Dragon Development Corp. et al.
• Issam El-Bouji et al.
• Matthew Schloen
• Quadrexx Hedge Capital Management Ltd. et al.
• Quadrexx Asset Management Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Nord Gold N.V.
• Newfoundland Capital Corporation Limited
• LDIC Inc. and LDIC North American Energy Infrastructure Fund
• Moss Lake Gold Mines Ltd.
Orders
• Issam El-Bouji et al. -- ss. 127(1), 127(2), and 127.1
• Morgan Dragon Development Corp. et al.
• Wolf Resource Development Corp. -- s. 1(11)(b)
• Issam El-Bouji et al. -- s. 127
• Matthew Schloen -- ss. 127(1), 127(2) and 127.1
• Quadrexx Hedge Capital Management Ltd. -- s. 127
• iShares MSCI Europe IMI Index ETF and iShares MSCI Europe IMI Index ETF (CAD-Hedged) -- s. 1.1
• Quadrexx Asset Management Inc. et al. -- ss. 127(1) and 127(8)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Issam El-Bouji et al.
• Morgan Dragon Development Corp. et al. -- s. 127
• Matthew Schloen
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Practice Guideline -- April 8, 2014 -- Ontario Securities Commission Practice Guideline for French Hearings
• Ontario Securities Commission Rules of Procedure (Amendment and Consolidation as of April 8, 2014)
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
• CSA Notice and Request for Comment -- Proposed NP 25-201 Guidance for Proxy Advisory Firms
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• OSC Staff Notice Of Request for Comment -- IIROC -- Proposed Personal Financial Dealing Amendments
• OSC Staff Notice of Request for Comment -- IIROC -- Amendments to Dealer Member Rules 1, 2500, 2700, 3200 and Universal Market Integrity Rule 6.2
Chapter 25 - Other Information
Permissions
• Matthew Lippa and SFS Holding AG
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