Ontario Securities Commission Bulletin

Issue 37/17 - April 24, 2014

Ont. Sec. Bull. Issue 37/17

Table of Contents

Chapter 1 - Notices / News Releases

Notices from the Office of the Secretary

Practice Guideline for French Hearings and Consolidation of the Rules of Procedure of the Ontario Securities Commission as of April 8, 2014

Restated Notice from the Office of the Secretary Re: Interim Orders, Prehearing Conferences and Interlocutory Motions

Issam El-Bouji et al.

Morgan Dragon Development Corp. et al.

Issam El-Bouji et al.

Matthew Schloen

Quadrexx Hedge Capital Management Ltd. et al.

Quadrexx Asset Management Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Nord Gold N.V.

Newfoundland Capital Corporation Limited

LDIC Inc. and LDIC North American Energy Infrastructure Fund

Moss Lake Gold Mines Ltd.

Orders

Issam El-Bouji et al. -- ss. 127(1), 127(2), and 127.1

Morgan Dragon Development Corp. et al.

Wolf Resource Development Corp. -- s. 1(11)(b)

Issam El-Bouji et al. -- s. 127

Matthew Schloen -- ss. 127(1), 127(2) and 127.1

Quadrexx Hedge Capital Management Ltd. -- s. 127

iShares MSCI Europe IMI Index ETF and iShares MSCI Europe IMI Index ETF (CAD-Hedged) -- s. 1.1

Quadrexx Asset Management Inc. et al. -- ss. 127(1) and 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Issam El-Bouji et al.

Morgan Dragon Development Corp. et al. -- s. 127

Matthew Schloen

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Practice Guideline -- April 8, 2014 -- Ontario Securities Commission Practice Guideline for French Hearings

Ontario Securities Commission Rules of Procedure (Amendment and Consolidation as of April 8, 2014)

Chapter 6 - Request for Comments

CSA Notice and Request for Comment -- Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules

CSA Notice and Request for Comment -- Proposed NP 25-201 Guidance for Proxy Advisory Firms

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

OSC Staff Notice Of Request for Comment -- IIROC -- Proposed Personal Financial Dealing Amendments

OSC Staff Notice of Request for Comment -- IIROC -- Amendments to Dealer Member Rules 1, 2500, 2700, 3200 and Universal Market Integrity Rule 6.2

Chapter 25 - Other Information

Permissions

Matthew Lippa and SFS Holding AG

 

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