Ontario Securities Commission Bulletin

Issue 37/20 - May 15, 2014

Ont. Sec. Bull. Issue 37/20

Table of Contents

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Canadian Tire Corporation, Limited et al.

• Manulife Asset Management Limited et al.

• Solium Capital Inc. and Michael G. Broadfoot

• Alignvest Capital Management Inc.

• Counsel Portfolio Services Inc. and Brigata Diversified Portfolio

• Connor, Clark & Lunn Private Capital Ltd.

• Gaz Métro inc.

• Valener Inc.

Rulings

• CI Private Counsel LP and CI Managed Funds

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

• Proposed Amendments to NI 23-101 Trading Rules

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• IIROC -- OSC Staff Notice of Request for Comment -- Proposed Amendments to Universal Market Integrity Rules Regarding Order Protection

Marketplaces

• Chi-X Canada ATS and CX2 Canada ATS -- OSC Staff Notice of Proposed Changes and Request for Comment -- Form 21-101F2 -- No-Self Cross Feature

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