Ontario Securities Commission Bulletin
Issue 37/22 - May 29, 2014
Ont. Sec. Bull. Issue 37/22
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 31-339 -- Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Microsourceonline Inc. et al.
• Notice of Ministerial Approval of the Memorandum of Understanding with the United States Commodity Futures Trading Commission
Notices of Hearing
• Powerwater Systems, Inc. et al. -- ss. 127(1), 127(10)
• B&A Fertilizers Limited -- ss. 127(7), 127(8)
Notices from the Office of the Secretary
• Powerwater Systems, Inc. et al.
• Microsourceonline Inc. et al.
• B&A Fertilizers Limited
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Americas Bullion Royalty Corp. -- s. 1(10)
• Granite Real Estate Investment Trust and Granite REIT Inc.
• Desjardins Securities Inc. and IIROC members firms registered as of July 15, 2014
• TD Investment Services Inc. and MFDA members firms registered as of July 15, 2014
• Caldwell Investment Management Ltd. and Caldwell Securities Ltd.
• Redtail Metals Corp. -- s. 1(10)(a)(ii)
• NexGen Financial Limited Partnership et al.
• Vitran Corporation Inc. -- s. 1(10)(a)(ii)
• Baring North America LLC
• Pareto Investment Management Limited
Orders
• B&A Fertilizers Limited -- s. 127(7)
• Moss Lake Gold Mines Ltd. -- s. 1(6) of the OBCA
• Purpose Best Ideas Fund and Purpose Duration Hedged Real Estate Fund -- s. 1.1
• Vitran Corporation Inc. -- s. 1(6) of the OBCA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• Notice of Commission Approval -- Amendments to MFDA Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2014
• Notice of Commission Approval -- Amendments to IIROC Dealer Member Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2014
Marketplaces
• Omega ATS -- Notice of Withdrawal -- VWAP and Basis Cross Order Types
• Lynx ATS -- Notice of Commission Approval -- Lynx ATS Fee Model Change
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