Ontario Securities Commission Bulletin
Issue 37/24 - June 12, 2014
Ont. Sec. Bull. Issue 37/24
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Notice 11-327 -- Extension of Consultation Period -- Proposed National Policy 25-201 Guidance for Proxy Advisory Firms
• Notice of Ministerial Approval of the Exchange of Letters with the Superintendencia de Valores y Seguros of Chile
Notices of Hearing
• Capital Markets Technologies, Inc. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Keith MacDonald Summers et al.
• Paul Azeff et al.
• Tricoastal Capital Partners LLC et al.
• MRS Sciences Inc (formerly Morningside Capital Corp.) et al.
• Capital Markets Technologies, Inc.
• B&A Fertilizers Limited
• Portfolio Capital Inc. et al.
• Ground Wealth Inc. et al.
• Heritage Education Funds Inc.
• Andrea Lee McCarthy et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Viterra Inc. and Glencore PLC
• Rutter Inc. -- s. 1(10)
• McVicar Industries Inc. -- s. 1(10)
• 1810040 Alberta Ltd.
• Mega Brands Inc.
• Coastal Contacts Inc. -- s. 1(10)(a)(ii)
• Portfolio Strategies Securities Inc. and the Funds Listed in Schedule A
• GWR Global Water Resources Corp.
• Suncor Energy Inc.
Orders
• Keith MacDonald Summers et al. -- s. 127
• Paul Azeff et al.
• Tricoastal Capital Partners LLC et al. -- ss. 127(1), 127(8)
• Gryphon Gold Corporation et al. -- s. 144(1)
• MRS Sciences Inc (formerly Morningside Capital Corp.) et al.
• Tranzeo Wireless Technologies Inc. -- s. 144
• Portfolio Capital Inc. et al.
• Ground Wealth Inc. et al. -- Rule 1.5.3(3) of the OSC Rules of Procedure
• Heritage Education Funds Inc.
• Boost Capital Corp. -- s. 144
• Andrea Lee McCarthy et al. -- s. 127(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• MRS Sciences Inc (formerly Morningside Capital Corp.) et al.
• Andrea Lee McCarthy et al. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• OSC Staff Notice of Request for Comment -- IIROC -- Margin requirements for debt security obligations of supranational entities -- Amendments to Dealer Member Rule 100.2(a)(ii)
• OSC Staff Notice of Request for Comment -- Proposed Amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3 (Client Reporting) and 5.4 (Trade Confirmations)
Chapter 25 - Other Information
Exemptions
• Aston Hill Capital Markets Inc. and Euro Banc Capital Securities Trust
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