Ontario Securities Commission Bulletin
Issue 37/25 - June 19, 2014
Ont. Sec. Bull. Issue 37/25
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 33-743 -- Guidance on sales practices, expense allocation and other relevant areas developed from the results of the targeted review of large investment fund managers
Notices from the Office of the Secretary
• Paul Azeff et al.
• Gold-Quest International and Sandra Gale
• Pro-Financial Asset Management Inc.
• Issam El-Bouji et al.
• Knowledge First Financial Inc.
• Conrad M. Black et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Santonia Energy Inc.
• New Moon Minerals Corp.
• Alvest International
• TD Asset Management Inc. and TD Investment Services Inc.
• Hesperian Capital Management Ltd.
Orders
• Irish Residential Properties Reit Limited and Canadian Apartment Properties Real Estate Investment Trust
• Paul Azeff et al.
• Gold-Quest International and Sandra Gale -- s. 127
• Amara Mining PLC
• Pro-Financial Asset Management Inc.
• Canadian Pacific Railway Limited -- s. 104(2)(c)
• Issam El-Bouji et al. -- s. 127(1)
• Knowledge First Financial Inc.
• Conrad M. Black et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Conrad M. Black et al.
• Wealth Stewards Portfolio Management Inc. and Sushila Lucas -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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