Ontario Securities Commission Bulletin

Issue 37/27 - July 03, 2014

Ont. Sec. Bull. Issue 37/27

Table of Contents

Chapter 1 - Notices / News Releases

Notices

CSA Staff Notice 21-313 -- Information Processor for Exchange-Traded Securities other than Options

CSA Staff Notice 21-314 -- Information Processor for Corporate Debt Securites

Application for Recognition of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. as an Exchange

Notice of Ministerial Approval of Amendments to Ontario Securities Commission Rule 91-507 Trade Repositories and Derivatives Data Reporting

Notice of Commission Approval -- Amended List of Exchanges, Lead Regulators and Exempting Regulators

OSC Staff Notice 23-703 -- Order Protection Rule -- Industry Roundtable

Notices from the Office of the Secretary

Sino-Forest Corporation et al.

Portfolio Capital Inc. et al.

Powerwater Systems, Inc. et al.

Capital Markets Technologies, Inc.

Bluestream Capital Corporation et al.

2196768 Ontario Ltd carrying on business as RARE Investments et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Toreigh Stuart et al.

Canada Fluorspar Inc. -- s. 1(10)(a)(ii)

Tarku Resources Ltd. (formerly Clear Creek Resources Ltd.) -- s. 1(10)(a)(ii)

IBV Capital Ltd. and IBV Capital Global Value Canadian Feeder LP

Orders

Sino-Forest Corporation et al.

Portfolio Capital Inc. et al.

Powerwater Systems, Inc. et al. -- ss. 127(1), 127(10)

Capital Markets Technologies, Inc. -- ss. 127(1), 127(10)

Bluestream Capital Corporation et al. -- s. 127

2196768 Ontario Ltd carrying on business as RARE Investments et al. -- ss. 127, 127(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

2196768 Ontario Ltd carrying on business as RARE Investments et al. -- s. 127

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to Ontario Securities Commission Rule 91-507 Trade Repositories and Derivatives Data Reporting

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

OSC Staff Notice of Approval -- MFDA Amendments to MFDA By-law No.1 and Articles of Continuance

Marketplaces

Application for Recognition of Aequitas Innovations Inc and Aequitas Neo Exchange Inc. as an Exchange -- Notice and Request for Comment

Chapter 25 - Other Information

Consents

Pan African Oil Ltd. -- s. 4(b) of the Regulation

 

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