Ontario Securities Commission Bulletin

Issue 37/29 - July 17, 2014

Ont. Sec. Bull. Issue 37/29

Table of Contents

Chapter 1 - Notices / News Releases

Notices

CSA Staff Notice 51-341 -- Continuous Disclosure Review Program Activities for the Fiscal Year Ended March 31, 2014

CSA Staff Notice 24-310 -- Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies

Notices of Hearing

Sino-Forest Corporation et al. -- ss. 127, 127.1

Notices from the Office of the Secretary

Rezwealth Financial Services Inc. et al.

Pro-Financial Asset Management Inc.

Sino-Forest Corporation et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

I.G. Investment Management, Ltd. et al.

Cancor Mines Inc. -- s. 1(10)(a)(ii)

Diversinet Corp.

Credit Suisse Securities (Canada), Inc. and Credit Suisse Securities (USA) LLC

National Bank Financial Inc. and NBCN Inc.

Orders

Rezwealth Financial Services Inc. et al. -- ss. 127(1), 127.1

Rodocanachi Capital Inc. -- s. 144

Diversinet Corp. -- s. 1(6) of the OBCA

Pro-Financial Asset Management Inc.

Maple Group Acquisition Corporation et al. -- s. 144

National Bank Financial & Co. Inc. and National Bank Group Inc. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Rezwealth Financial Services Inc. et al. -- ss. 127(1), 127.1

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Repeal and Replacement of NI 52-108 Auditor Oversight, and Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations, and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

Notice of Effective Date -- Technical Amendments to CDS Procedures -- Segregation of CDSX Functions

CDS -- OSC Staff Notice of Request for Comment -- Material Amendments to CDS Procedures -- Amendments to Processing a New York Link Participant Default

Chapter 25 - Other Information

Consents

Galahad Metals Inc. -- s. 4(b) of the Regulation

Permissions

Canaccord Genuity Limited, on behalf of FatFace Group plc

 

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