Ontario Securities Commission Bulletin
Issue 37/31 - July 31, 2014
Ont. Sec. Bull. Issue 37/31
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Multilateral Notice 24-311 -- Qualifying Central Counterparties
• The Investment Funds Practitioner -- July 2014
Notices of Hearing
• Kris Sundell -- ss. 127(1), 127(10)
• Lucy Marie Pariak-Lukic -- ss. 8, 21.7
• Patrick Myles Lough et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Kris Sundell
• Lucy Marie Pariak-Lukic -- ss. 8, 21.7
• Patrick Myles Lough
Chapter 2 - Decisions, Orders and Rulings
Decisions
• RBC Global Asset Management Inc. and the Top Funds
• Safran S.A.
• DDS Wireless International Inc. -- s. 1(10)(a)(ii)
• PNI Digital Media ULC (formerly PNI Digital Media Inc.) -- s. 1(10)(a)(ii)
• Starlight U.S. Multi-Family (No. 3) Core Fund
• Marquest Asset Management Inc.
• McGraw-Hill Ryerson Limited -- s. 1(10)(a)(ii)
Orders
• Poseidon Concepts Corp. and the Estate of V Marion Taylor -- s. 144(1)
• McVicar Industries Inc. -- s. 1(6) of the OBCA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies
and Trade Repositories
Marketplaces
• Lynx ATS -- Notice of Proposed Operating Hours Change and Request for Comment
• Omega ATS -- Notice of Proposed Operating Hours Change and Request for Comment
Trade Repositories
• OSC Notice and Request for Comment -- Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC -- Application for Designation as a Trade Repository
• Chicago Mercantile Exchange Inc. -- Application for Designation as a Trade Repository and Draft Order
• DTCC Data Repository (U.S.) LLC- Application for Designation as a Trade Repository and Draft Order
• ICE Trade Vault, LLC -- Application for Designation as a Trade Repository and Draft Order
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