Ontario Securities Commission Bulletin
Issue 37/32 - August 07, 2014
Ont. Sec. Bull. Issue 37/32
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 81-725 -- Recent Amendments to Part XXI Insider Trading and Self-Dealing of the Securities Act (Ontario) -- Transition Issues
Notices of Hearing
• Access Holdings Management Company LLC and Tuckamore Capital Management Inc. -- s. 127
Notices from the Office of the Secretary
• Ernst & Young LLP
• Conrad M. Black et al.
• Access Holdings Management Company LLC and Tuckamore Capital Management Inc.
• Won Sang Shen Cho, also known as Craig Cho, doing business as Chosen Media and Groops Media
• Paul Lester Stiles
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Nicola Wealth Management Ltd. et al.
• Gilder Gagnon Howe & Co. LLC
• Southern Hemisphere Mining Limited
• Transcontinental Inc.
Orders
• Ernst & Young LLP
• Authorization Pursuant to Subsection 3.5.(3)
• Conrad M. Black et al.
• Won Sang Shen Cho, also known as Craig Cho, doing business as Chosen Media and Groops Media -- ss. 127(1), 127(10)
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 147
• Paul Lester Stiles -- ss. 127(1), 127(10)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Won Sang Shen Cho, also known as Craig Cho, doing business as Chosen Media and Groops Media -- ss. 127(1), 127(10)
• Paul Lester Stiles -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Notice and Request for Comment -- Application by Nodal Exchange, LLC for Exemption from Recognition and Registration as an Exchange and Related Registration Relief
• Notice of Approval -- Canadian Securities Exchange -- Amendments to Rule 4 -- Trading of Securities
• Notice of Approval -- Canadian Securities Exchange -- Amendments to Operations -- Self-Trade Prevention
Clearing Agencies
• CDS -- Application for Exemption -- The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- Notice of Exemption Order
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