Ontario Securities Commission Bulletin

Issue 37/34 - August 21, 2014

Ont. Sec. Bull. Issue 37/34

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

• Marc McQuillen -- ss. 8 and 21.7

Notices from the Office of the Secretary

• Tuckamore Capital Management Inc.

• Conrad M. Black et al.

• Newer Technologies Limited et al.

• Thirdcoast Limited and Parrish & Heimbecker, Limited

• Issam El-Bouji et al.

• Paul Azeff et al.

• Portfolio Capital Inc. et al.

• Marc McQuillen

• Kris Sundell

• Patrick Myles Lough et al.

• Paul Yoannou

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Citation Minerals Inc. (formed as a result of the amalgamation of Citation Resources Inc. and 1001323 B.C. Ltd.) -- s. 1(10)(a)(ii)

• Sun Life Financial Investment Services (Canada) Inc.

• Aurora Oil & Gas Limited -- s. 1(10)(a)(ii)

• RBC Global Asset Management Inc. et al.

• Arrow Capital Management Inc. et al.

• Manulife Asset Management Limited and Manulife Asset Management Investments Inc.

Orders

• Conrad M. Black et al.

• Newer Technologies Limited et al. -- ss. 127(1), 127.1

• Issam El-Bouji et al. -- s. 127(1)

• 360 Vox Corporation -- s. 1(6) of the OBCA

• Portfolio Capital Inc. et al.

• Kris Sundell -- ss. 127(1), 127(10)

• Patrick Myles Lough et al. -- ss. 127(1), 127(10)

• Paul Yoannou -- ss. 127(1), 127(10)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Thirdcoast Limited and Parrish & Heimbecker, Limited -- s. 127

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

• Liquidnet Canada -- Notice of Proposed Changes and Request for Comment

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