Ontario Securities Commission Bulletin
Issue 37/35 - August 28, 2014
Ont. Sec. Bull. Issue 37/35
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• Paul Azeff et al.
• Quadrexx Hedge Capital Management Ltd. et al.
• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus
• Ernst & Young LLP
• Sino-Forest Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• PGNX Capital Corp.
• DoubleLine Income Solutions Trust
• Canadian Banc Corp. et al.
• Caterpillar Financial Services Limited and Caterpillar Financial Services Corporation
• Trans Québec & Maritimes Pipeline Inc. and Trans Québec & Maritimes Pipeline Inc., as Mandatary for TQM Pipeline and Company, Limited Partnership
Orders
• Paul Azeff et al.
• Quadrexx Hedge Capital Management Ltd. et al. -- Rule 9 of the OSC Rules of Procedure
• Ernst & Young LLP
• Sino-Forest Corporation et al. -- s. 152
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Arkady Burdo
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TriAct Canada Marketplace LP -- Notice of Proposed Changes and Request for Comment -- Changes to the MATCH Now Trading System
• TSX -- Notice of Approval -- Market on Close Facility and Amendments to Section 4-902 of the TSX Rule Book
• TSX -- Notice of Approval -- Enhanced Self-Trade Order Features and Acceptance of Mixed Lot and Odd Lot Volumes for Specialty Priced Crosses
Chapter 25 - Other Information
Consents
• Senator Minerals Inc. -- s. 4(b) of the Regulation
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