Ontario Securities Commission Bulletin
Issue 37/41 - October 09, 2014
Ont. Sec. Bull. Issue 37/41
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of NI 52-108 Auditor Oversight and Amendments to NI 41-101 General Prospectus Requirements, NI 51-101 Continuous Disclosure Obligations and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices from the Office of the Secretary
• Pro-Financial Asset Management Inc.
• A25 Gold Producers Corp. et al.
• 2196768 Ontario Ltd. carrying on business as RARE Investments et al.
• Ernst & Young LLP and Ernst & Young LLP (Audits of Zungui Haixi Corporation)
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Fidelity Investments Canada ULC et al.
• Fidelity Investments Canada ULC et al.
• Kimberly-Clark Corporation
• ISG Capital Corporation
• Fidelity Investments Canada ULC et al.
Orders
• Pro-Financial Asset Management Inc.
• A25 Gold Producers Corp.
• The Business, Engineering, Science & Technology Discoveries Fund Inc. -- s. 1(10)(a)(ii)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Ernst & Young LLP and Ernst & Young LLP (Audits of Zungui Haixi Corporation)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• NI 52-108 Auditor Oversight
• Amendments to NI 41-101 General Prospectus Requirements
• Amendments to NI 51-102 Continuous Disclosure Obligations
• Amendments to NI 71-102 Continuous Disclosure Obligation and Other Exemptions Relating to Foreign Issuers
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Top