Ontario Securities Commission Bulletin

Issue 37/43 - October 23, 2014

Ont. Sec. Bull. Issue 37/43

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies

Notices from the Office of the Secretary

MountainStar Gold Inc.

Quadrexx Hedge Capital Management Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Granite Real Estate Inc. -- s. 1(10)(a)(ii)

Pattern Energy Group Inc.

Granite Europe Limited Partnership -- s. 1(10)(a)(ii)

FortisBC Holdings Inc. -- s. 1(10)(a)(ii)

Pimco Canada Corp.

Orders

Nodal Exchange, LLC -- s. 147 of the Act and ss. 38 and 80 of the CFA

MountainStar Gold Inc. -- s. 127(1)

Quadrexx Hedge Capital Management Ltd. et al. -- Rule 6.7 of the OSC Rules of Procedure

Tantalex Resources Corporation -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Gold Investment Management Ltd.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

CSA Notice of Approval -- Amendments to NI 21-101 Marketplace Operation

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Nodal Exchange, LLC. -- Notice of Commission Order -- Application for Exemptive Relief

Liquidnet Canada, Inc. -- Notice of Proposed Changes and Request for Comment -- Changes to the Liquidnet Canada Trading System

Canadian Securities Exchange -- Notice of Approval of Proposed Change

Omega ATS -- Notice of Proposed Change and Request for Comment

Lynx ATS -- Notice of Proposed Change and Request for Comment

Clearing Agencies

CDS Clearing and Depository Services Inc. -- Material Amendments to CDS Rules -- Emergency Authority -- Request for Comments

 

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