Ontario Securities Commission Bulletin

Issue 37/45 - November 06, 2014

Ont. Sec. Bull. Issue 37/45

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

Bryan Andrew Vickers -- s. 21.7

IAC -- Independent Academies Canada Inc. et al. -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

Oversea Chinese Fund Limited Partnership et al.

Weizhen Tang

Bradon Technologies Ltd. et al.

William McDonald Ferguson

Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie

Bryan Andrew Vickers

IAC -- Independent Academies Canada Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Saguenay Strathmore Capital LLC et al.

CIBC Asset Management Inc. and Renaissance Corporate Bond Capital Yield Fund

Hesperian Capital Management Ltd. and Norrep Group of Funds

True North Apartment Real Estate Investment Trust

Elemental Minerals Limited

Coast Wholesale Appliances Inc. -- s. 1(10)(a)(ii)

Orders

Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7) and (8)

Weizhen Tang -- ss. 127(1), 127(10)

Bradon Technologies Ltd. et al. -- s. 127

William McDonald Ferguson -- ss. 127(1), 127(10)

Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- Dealer Member Rule 2800C Transaction Reporting for Debt Securities -- Notice of Commission Approval

IIROC -- Notice of Request for Comments -- Proposed Amendments Relating to the Cross-Guarantee Requirement

Marketplaces

OSC Staff Notice of Request for Comment -- Alpha Exchange Inc. -- Proposed Rule Amendments

CX2 Canada ATS -- Notice of Proposed Changes and Request for Comment

Clearing Agencies

CDS -- Notice of Commission Approval -- Amendments to CDS' Outsourcing Arrangement

 

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