Ontario Securities Commission Bulletin
Issue 37/49 - December 04, 2014
Ont. Sec. Bull. Issue 37/49
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2015
• CSA Staff Notice 51-324 -- Revised Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
• CSA Staff Notice 51-327 -- Revised Guidance on Oil and Gas Disclosure
Notices of Hearing
• 7997698 Canada Inc.et al. -- ss. 127(7), 127(8)
Notices from the Office of the Secretary
• Paul Azeff et al.
• 7997698 Canada Inc. et al.
• IAC -- Independent Academies Canada Inc. et al.
• TD Waterhouse Private Investment Counsel Inc. et al.
• Patrick Myles Lough et al.
• Kris Sundell
• Paul Yoannou
• A25 Gold Producers Corp. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• CHI-X Canada ATS Limited
• The Trendlines Group Ltd.
• FAM Real Estate Investment Trust
• CI Investments Inc.
Orders
• Canadian Pacific Railway Limited -- s. 104(2)(c)
• 799698 Canada Inc. et al. -- ss. 127(1), 127(5)
• Patrick Myles Lough et al. -- ss. 127(1), 127(10)
• Kris Sundell -- ss. 127(1), 127(10)
• Paul Yoannou -- ss. 127(1), 127(10)
• A25 Gold Producers Corp. et al.
• Onex Corporation -- s. 104(2)(c)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Paul Azeff et al. -- Rule 3 of the OSC Rules of Procedure
• TD Waterhouse Private Investment Counsel Inc. et al. -- ss. 127, 127(1)
• Patrick Myles Lough et al. -- ss. 127(1), 127(10)
• Kris Sundell -- ss. 127(1), 127(10)
• Paul Yoannou -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Notice of Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities and Companion Policy 51-101 Standards of Disclosure for Oil and Gas Activities
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendments to the Rules, Operations Manual, Risk Manual and Default Manual to Address the Clearing Fund Framework
• OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendments to the Rules and the Risk Manual to Address the Collateral Framework
• OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendments to the Operations Manual and the Risk Manual to Address its Intra-Day Variation Margin Exposure
• OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendment to the Risk Manual to Address the Stress Testing Framework
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