Ontario Securities Commission Bulletin

Issue 37/49 - December 04, 2014

Ont. Sec. Bull. Issue 37/49

Table of Contents

Chapter 1 - Notices / News Releases

Notices

CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2015

CSA Staff Notice 51-324 -- Revised Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities

CSA Staff Notice 51-327 -- Revised Guidance on Oil and Gas Disclosure

Notices of Hearing

7997698 Canada Inc.et al. -- ss. 127(7), 127(8)

Notices from the Office of the Secretary

Paul Azeff et al.

7997698 Canada Inc. et al.

IAC -- Independent Academies Canada Inc. et al.

TD Waterhouse Private Investment Counsel Inc. et al.

Patrick Myles Lough et al.

Kris Sundell

Paul Yoannou

A25 Gold Producers Corp. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

CHI-X Canada ATS Limited

The Trendlines Group Ltd.

FAM Real Estate Investment Trust

CI Investments Inc.

Orders

Canadian Pacific Railway Limited -- s. 104(2)(c)

799698 Canada Inc. et al. -- ss. 127(1), 127(5)

Patrick Myles Lough et al. -- ss. 127(1), 127(10)

Kris Sundell -- ss. 127(1), 127(10)

Paul Yoannou -- ss. 127(1), 127(10)

A25 Gold Producers Corp. et al.

Onex Corporation -- s. 104(2)(c)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Paul Azeff et al. -- Rule 3 of the OSC Rules of Procedure

TD Waterhouse Private Investment Counsel Inc. et al. -- ss. 127, 127(1)

Patrick Myles Lough et al. -- ss. 127(1), 127(10)

Kris Sundell -- ss. 127(1), 127(10)

Paul Yoannou -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

CSA Notice of Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities and Companion Policy 51-101 Standards of Disclosure for Oil and Gas Activities

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendments to the Rules, Operations Manual, Risk Manual and Default Manual to Address the Clearing Fund Framework

OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendments to the Rules and the Risk Manual to Address the Collateral Framework

OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendments to the Operations Manual and the Risk Manual to Address its Intra-Day Variation Margin Exposure

OSC Staff Notice of Request for Comment -- CDCC Canadian Derivatives Clearing Corporation -- Amendment to the Risk Manual to Address the Stress Testing Framework

 

Top