Ontario Securities Commission Bulletin
Issue 37/51 - December 18, 2014
Ont. Sec. Bull. Issue 37/51
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing
• GITC Investments and Trading Canada Ltd. et al. -- ss. 127(7), 127(8)
• Pro-Financial Asset Management Inc. et al. -- ss. 127, 127.1
• Darren Spears and May Spears -- ss. 127(7), 127(8)
Notices from the Office of the Secretary
• Bluestream Capital Corporation et al.
• 7997698 Canada Inc. et al.
• Eric Inspektor
• GITC Investments and Trading Canada Ltd. et al. -- ss. 127(7), 127(8)
• Pro-Financial Asset Management Inc. et al.
• Darren Spears and May Spears
• Bradon Technologies Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Next Edge Capital Corp. et al.
• Melcor Real Estate Investment Trust
• National Bank Investments Inc.
• Stream Oil & Gas Ltd. -- s. 1(10)(a)(ii)
• Element Financial Corporation
• EquiLend Canada Corp.
• Bear Lake Gold Ltd.
• Canadian Imperial Bank of Commerce
• Bank of Montreal
• Bank of Nova Scotia
• Toronto-Dominion Bank
• Royal Bank of Canada
• National Bank of Canada
Orders
• Bluestream Capital Corporation et al. -- s. 127
• 7997698 Canada Inc. et al. -- ss. 127(7), 127(8)
• GITC Investments and Trading Canada Ltd. et al. -- ss. 127(1), 127(5)
• Telus Corporation -- s. 104(2)(c)
• Darren Spears and May Spears -- ss. 127(1), 127(5)
• Bear Lake Gold Ltd. -- s. 1(6) of the OBCA
• Bradon Technologies Ltd. et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Eric Inspektor -- Rule 3 of the OSC Rules of Procedure
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- OSC Staff Notice of Request for Comment -- Proposed amendments to Dealer Member Rules 100 and 1200 and to the Form 1 relating to the client free credit cash usage limit, client free credit segregation requirements, and securities concentration test
• Notice of Commission Approval -- Amendments to MFDA Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2015 and July 15, 2016
Marketplaces
• CX2 Canada ATS -- Notice of Commission Approval of Proposed Changes
Clearing Agencies
• Material Amendments to CDS Procedures -- Amendments Related to the Extenders of Credit and Settlement Agents Category Credit Rings
• Material Amendments to CDS Rules -- Amendments Related to the Extenders of Credit and Settlement Agent Category Credit Rings
Chapter 25 - Other Information
Permissions
• Jasmine Broadband Internet Infrastructure Fund
Consents
• Family Memorials Inc. -- s. 4(b) of the Regulation
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