Ontario Securities Commission Bulletin

Issue 38/02 - January 15, 2015

Ont. Sec. Bull. Issue 38/02

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Notice of Ministerial Approval of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Related Instruments

Notice of Correction -- Gold-Quest International and Sandra Gale

Notices of Hearing

Heritage Education Funds Inc. -- ss. 127, 127.1

Christopher Reaney -- s. 8(4)

Notices from the Office of the Secretary

Heritage Education Funds Inc.

Ground Wealth Inc. et al.

Ground Wealth Inc. et al.

Heritage Education Funds Inc.

A25 Gold Producers Corp. et al.

Christopher Reaney

Chapter 2 - Decisions, Orders and Rulings

Decisions

Marret Asset Management Inc. and Marret Multi-Strategy Income Fund

Next Edge Capital Corporation et al.

American Hotel Income Properties REIT LP

Orders

Ground Wealth Inc. et al.

Ground Wealth Inc. et al.

Heritage Education Funds Inc.

A25 Gold Producers Corp. et al.

Hollinger Inc. et al.

EmberClear Corp. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Gold-Quest International and Sandra Gale

Ground Wealth Inc. et al.

Heritage Education Funds Inc.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Amendments to NI 33-109 Registration Information

Amendments to NI 52-107 Acceptable Accounting Principles and Auditing Standards

Amendments to NI 23-102 Use of Client Brokerage Commissions, NI 24-101 Institutional Trade Matching and Settlement, NI 81-107 Independent Review Committee for Investment Funds, and MI 11-102 Passport System

Amendments to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions, OSC Rule 91-501 Strip Bonds, OSC Rule 91-502 Trades in Recognized Options

Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information

Amendments to OSC Rule 35-502 Non-Resident Advisers

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

TSX -- Request for Comments -- Amendments to Toronto Stock Exchange Company Manual

Canadian Securities Exchange -- Housekeeping Amendments to Rules, Policies and Forms -- Notice of Approval

 

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