Ontario Securities Commission Bulletin
Issue 38/05 - February 05, 2015
Ont. Sec. Bull. Issue 38/05
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Commission Approval -- Revocation and Replacement of OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
• Notice of Ministerial Approval of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and to NI 45-102 Resale of Securities
• OSC Staff Consultation Paper 15-401 -- Proposed Framework for an OSC Whistleblower Program
Notices of Hearing
• 2 Wongs Make It Right Enterprises Ltd. et al. -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• 2 Wongs Make It Right Enterprises Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• American Hotel Income Properties REIT LP
• Franklin Templeton Investments Corp. et al.
• Questrade Wealth Management Inc. et al.
• Contrans Group Inc. -- s. 1(10)(a)(ii)
• World Energy Solutions, Inc. -- s. 1(10)(a)(ii)
Orders
• Contrans Group Inc. -- s. 1(6) of the OBCA
• Hi Ho Silver Resources Inc. -- s. 144
• Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 144
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Notice of Revocation and Replacement of OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees and Notice of Rescission and Replacement of Companion Policy 13-502CP Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
• Amending Instrument for OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
• Amending Instrument for NI 45-102 Resale of Securities
• Changes to Companion Policy 45-501CP to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Variation of the Recognition Order of the Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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