Ontario Securities Commission Bulletin
Issue 38/06 - February 12, 2015
Ont. Sec. Bull. Issue 38/06
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 81-326 -- Update on an Alternative Funds Framework for Investment Funds
• Notice of Correction -- OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503 (Commodity Futures Act) Fees
• Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
Notices of Hearing
• Ontario Wealth Management Corporation, carrying on business as OWEMANCO -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Christopher Reaney
• Ontario Wealth Management Corporation, carrying on business as OWEMANCO
• Welcome Place Inc. et al.
• Ontario Wealth Management Corporation, carrying on business as OWEMANCO
Chapter 2 - Decisions, Orders and Rulings
Decisions
• IPC Securities Corporation and yourCFO Advisory Group Inc.
• IPC Securities Corporation and yourCFO Advisory Group Inc.
• MacDougall Investment Counsel Inc and Sui Generis Canada Partners LP
• Standard Life Mutual Funds Ltd. et al.
• Aegean Metals Group Inc. -- s. 1(10)(a)(ii)
Orders
• Christopher Reaney -- s. 8(4)
• Welcome Place Inc. et al. -- ss. 127(1), 127(7), 127(8)
• Ontario Wealth Management Corporation, carrying on business as OWEMANCO -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Ontario Wealth Management Corporation, carrying on business as OWEMANCO
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-506CP to OSC Rule 91-506 Derivatives: Product Determination
• Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
• Changes to Companion Policy 81-101CP to NI 81-101 Mutual Fund Prospectus Disclosure
Chapter 6 - Request for Comments
• CSA Notice and Request for Comments - Proposed NI 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments Respecting Dark Order Price Improvement Obligations When Trading Against an Odd-Lot Order
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