Ontario Securities Commission Bulletin
Issue 38/09 - March 05, 2015
Ont. Sec. Bull. Issue 38/09
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities
Notices from the Office of the Secretary
• Quadrexx Hedge Capital Management Ltd. et al.
• Conrad M. Black et al.
• Portfolio Capital Inc. et al.
• Pro-Financial Asset Management Inc.
• Pro-Financial Asset Management Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Canadian Resources Income Trust
• Duluth Metals Limited -- s. 1(10)(a)(ii)
Orders
• Quadrexx Hedge Capital Management Ltd. et al.
• Hart Stores Inc. -- s. 144
• Conrad M. Black et al. -- ss. 127(1), 127(10)
• Portfolio Capital Inc. et al. -- ss. 127, 127.1
• Pro-Financial Asset Management Inc.
• Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. -- s. 144
• Pro-Financial Asset Management Inc. et al. -- s. 127
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Conrad M. Black et al. -- ss. 127(1), 127(10)
• Portfolio Capital Inc. et al. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities
• Companion Policy 51-101 Standards of Disclosure for Oil and Gas Activities (blacklined)
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Variation of the Recognition Order of Aequitas Innovations Inc. and Aequitas Neo Exchange Inc.
• Canadian Securities Exchange -- Amendments to Operations -- Self-Trade Prevention Features -- Notice of OSC Approval
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