Ontario Securities Commission Bulletin
Issue 38/13 - April 02, 2015
Ont. Sec. Bull. Issue 38/13
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• The Investment Funds Practitioner -- April 2015
• OSC Notice 11-771 -- Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2016
• CSA Staff Notice 24-312 -- Preparing for the Implementation of T+2 Settlement
Notices of Hearing
• 1415409 Ontario Inc. et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Paul Azeff et al.
• 1415409 Ontario Inc. et al.
• Greenstar Agricultural Corporation and Lianyun Guan
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Murgor Resources Inc. -- s. 1(10)(a)(ii)
• U.S Silver & Gold Inc.
• Brookfield Infrastructure Partners L.P.
• Carfinco Financial Group Inc.
Orders
• Paul Azeff et al.
• BlackIce Enterprise Risk Management Inc. -- s. 144
• U.S. Silver & Gold Inc. -- s. 1(6) of the OBCA
• Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Paul Azeff et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids, Proposed Changes to NP 62-203 Take-Over Bids and Issuer Bids, and Proposed Consequential Amendments
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Variation of the Recognition Order of the Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Chapter 25 - Other Information
Exemptions
• Artemis Investment Management Limited and Artemis Floating & Variable Rate Preferred Fund -- s. 19.1 of NI 41-101 General Prospectus Requirements
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