Ontario Securities Commission Bulletin

Issue 38/15 - April 16, 2015

Ont. Sec. Bull. Issue 38/15

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Enforcement Staff Notice -- Notice to the Profession -- Enforcement Branch of the Ontario Securities Commission Mediation Program -- Pilot

Notices from the Office of the Secretary

Greenstar Agricultural Corporation and Lianyun Guan

Eric Inspektor

Eric Inspektor

7997698 Canada Inc. et al.

Portfolio Capital Inc. et al.

GITC Investments and Trading Canada Ltd. et al.

GITC Investments and Trading Canada Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Franklin Templeton Investments Corp.

Montan Ventures Corp. (formerly Montan Capital Corp.) -- s. 1(10)(a)(ii)

Mandeville Private Client Inc. and Mandeville Wealth Services Inc.

Orders

Greenstar Agricultural Corporation and Lianyun Guan -- s. 127

Eric Inspektor

Eric Inspektor -- ss. 127, 127.1

Ontario Teachers' Pension Plan Board and Louis XIII Holdings Limited

DraftTeam Fantasy Sports Inc. -- s. 1(10)(a)(ii)

7997698 Canada Inc. et al. -- ss. 127(7), 127(8)

Ontario Teachers' Pension Plan Board and XPO Logistics, Inc.

Probe Mines Limited -- s. 1(6) of the OBCA

Portfolio Capital Inc. et al.

GITC Investments and Trading Canada Ltd. et al. -- ss. 127(7), 127(8)

GITC Investments and Trading Canada Ltd. et al.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Eric Inspektor

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees

OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees

Chapter 6 - Request for Comments

CSA Notice and Request for Comment -- Proposed Amendments to Multilateral Instrument 11-102 Passport System

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- OSC Staff Notice of Request for Comment -- Proposed amendments to Dealer Member Rules 8.7 and corollary amendments to Dealer Member Rule 8.3A relating to the Requirement to Pay IIROC Membership Fees

Chapter 25 - Other Information

Exemptions

Smart Investments Ltd. and the Smart Fund Family -- s. 6.1 of OSC Rule 13-502 Fees

Extensions

Heritage Education Funds Inc. and Heritage Optimal Plan -- s. 2.3(1.1), 19.1 of NI 41-101 General Prospectus Requirements

 

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