Ontario Securities Commission Bulletin
Issue 38/15 - April 16, 2015
Ont. Sec. Bull. Issue 38/15
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Enforcement Staff Notice -- Notice to the Profession -- Enforcement Branch of the Ontario Securities Commission Mediation Program -- Pilot
Notices from the Office of the Secretary
• Greenstar Agricultural Corporation and Lianyun Guan
• Eric Inspektor
• Eric Inspektor
• 7997698 Canada Inc. et al.
• Portfolio Capital Inc. et al.
• GITC Investments and Trading Canada Ltd. et al.
• GITC Investments and Trading Canada Ltd. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Franklin Templeton Investments Corp.
• Montan Ventures Corp. (formerly Montan Capital Corp.) -- s. 1(10)(a)(ii)
• Mandeville Private Client Inc. and Mandeville Wealth Services Inc.
Orders
• Greenstar Agricultural Corporation and Lianyun Guan -- s. 127
• Eric Inspektor
• Eric Inspektor -- ss. 127, 127.1
• Ontario Teachers' Pension Plan Board and Louis XIII Holdings Limited
• DraftTeam Fantasy Sports Inc. -- s. 1(10)(a)(ii)
• 7997698 Canada Inc. et al. -- ss. 127(7), 127(8)
• Ontario Teachers' Pension Plan Board and XPO Logistics, Inc.
• Probe Mines Limited -- s. 1(6) of the OBCA
• Portfolio Capital Inc. et al.
• GITC Investments and Trading Canada Ltd. et al. -- ss. 127(7), 127(8)
• GITC Investments and Trading Canada Ltd. et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Eric Inspektor
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees
• OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Proposed Amendments to Multilateral Instrument 11-102 Passport System
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- OSC Staff Notice of Request for Comment -- Proposed amendments to Dealer Member Rules 8.7 and corollary amendments to Dealer Member Rule 8.3A relating to the Requirement to Pay IIROC Membership Fees
Chapter 25 - Other Information
Exemptions
• Smart Investments Ltd. and the Smart Fund Family -- s. 6.1 of OSC Rule 13-502 Fees
Extensions
• Heritage Education Funds Inc. and Heritage Optimal Plan -- s. 2.3(1.1), 19.1 of NI 41-101 General Prospectus Requirements
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