Ontario Securities Commission Bulletin

Issue 38/18 - May 07, 2015

Ont. Sec. Bull. Issue 38/18

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

Constance Anderson -- ss. 127, 127.1

Notices from the Office of the Secretary

Gordon Mak

Andre Lewis

Paul Azeff et al.

GreenStar Agricultural Corporation and Lianyun Guan

Constance Anderson

7997698 Canada Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Bloombergsen Inc.

Global Healthcare Dividend Fund

Raymond James Ltd. and Gary Bean Securities Ltd.

Mackie Research Capital Corporation and Jordan Capital Markets Inc.

Royal Gold, Inc.

H&R Real Estate Investment Trust and H&R Finance Trust

Encana Holdings Finance Corp. -- s. 1(10)(a)(ii)

Wheels Group Inc. -- s. 1(10)(a)(ii)

Orders

Gordon Mak -- ss. 127(1), 127(10)

Andre Lewis -- ss. 127(1), 127(10)

Manning & Napier Advisors, LLC -- s. 80 of the CFA

Paul Azeff et al.

TMX Group Limited et al. -- s. 147

GreenStar Agricultural Corporation and Lianyun Guan -- ss. 127, 127.1

Authorization Pursuant to Subsection 3.5(3) of the Act

TMX Group Limited et al. -- s. 144

7997698 Canada Inc. et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 25 - Other Information

Consents

Loma Vista Capital Inc. -- s. 4(b) of Ont. Reg. 289/00 under the BCA

 

Top