Ontario Securities Commission Bulletin
Issue 38/21 - May 28, 2015
Ont. Sec. Bull. Issue 38/21
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Letter of Arrangement between the Office of the Superintendent of Financial Institutions and the Ontario Securities Commission
• Notice of Ministerial Approval of OSC Rule 32-505 Conditional Exemption from Registration for United States Broker-Dealers and Advisers Servicing U.S. Clients from Ontario
Notices of Hearing
• Changfeng Energy Inc. -- ss. 127(7), 127(8)
Notices from the Office of the Secretary
• Gatekeepers of Wealth Inc. and Joseph Bochner
• Changfeng Energy Inc.
• Garth H. Drabinsky et al.
• Andre Lewis
• Celtic Minerals Ltd.
• Garth H. Drabinsky et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Celestica Inc.
• Royal Road Minerals Canada Limited -- s. 1(10)(a)(ii)
• Callinan Royalties Corporation -- s. 1(10)(a)(ii)
Orders
• Onex Corporation -- s. 104(2)(c)
• Gatekeepers of Wealth Inc. and Joseph Bochner -- ss. 127, 127.1
• Changfeng Energy Inc. -- ss. 127(7), 127(8)
• Garth H. Drabinsky et al. -- ss. 127(1), 127(10)
• CGI Group Inc. -- s. 104(2)(c)
• CGI Group Inc. -- s. 104(2)(c)
• CGI Group Inc. -- s. 104(2)(c)
• Andre Lewis -- ss. 127(1), 127(10)
• Celtic Minerals Ltd. -- s. 127(1)2
• Garth H. Drabinsky et al. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Garth H. Drabinsky et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 32-505 -- Conditional Exemption from Registration for United States Broker-Dealers and Advisers Servicing U.S. Clients from Ontario
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Technical Amendments to CDS Procedures -- Transfer Fees Allocation Reports -- Notice of Effective Date
• Technical Amendments to CDS Procedures -- Relocation of Calgary and Vancouver CDS Offices -- Notice of Effective Date
• Material Amendments to CDS Rules -- Participant Approval Authority -- OSC Staff Notice of Request for Comment
• Material Amendments to CDS Procedures -- Discontinuation of On-Site Contingency Service in CDS Vancouver and Calgary -- OSC Staff Notice of Request for Comment
Chapter 25 - Other Information
Consents
• Greenock Resources Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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