Ontario Securities Commission Bulletin

Issue 38/21 - May 28, 2015

Ont. Sec. Bull. Issue 38/21

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Notice of Letter of Arrangement between the Office of the Superintendent of Financial Institutions and the Ontario Securities Commission

Notice of Ministerial Approval of OSC Rule 32-505 Conditional Exemption from Registration for United States Broker-Dealers and Advisers Servicing U.S. Clients from Ontario

Notices of Hearing

Changfeng Energy Inc. -- ss. 127(7), 127(8)

Notices from the Office of the Secretary

Gatekeepers of Wealth Inc. and Joseph Bochner

Changfeng Energy Inc.

Garth H. Drabinsky et al.

Andre Lewis

Celtic Minerals Ltd.

Garth H. Drabinsky et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Celestica Inc.

Royal Road Minerals Canada Limited -- s. 1(10)(a)(ii)

Callinan Royalties Corporation -- s. 1(10)(a)(ii)

Orders

Onex Corporation -- s. 104(2)(c)

Gatekeepers of Wealth Inc. and Joseph Bochner -- ss. 127, 127.1

Changfeng Energy Inc. -- ss. 127(7), 127(8)

Garth H. Drabinsky et al. -- ss. 127(1), 127(10)

CGI Group Inc. -- s. 104(2)(c)

CGI Group Inc. -- s. 104(2)(c)

CGI Group Inc. -- s. 104(2)(c)

Andre Lewis -- ss. 127(1), 127(10)

Celtic Minerals Ltd. -- s. 127(1)2

Garth H. Drabinsky et al. -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Garth H. Drabinsky et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

OSC Rule 32-505 -- Conditional Exemption from Registration for United States Broker-Dealers and Advisers Servicing U.S. Clients from Ontario

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

Technical Amendments to CDS Procedures -- Transfer Fees Allocation Reports -- Notice of Effective Date

Technical Amendments to CDS Procedures -- Relocation of Calgary and Vancouver CDS Offices -- Notice of Effective Date

Material Amendments to CDS Rules -- Participant Approval Authority -- OSC Staff Notice of Request for Comment

Material Amendments to CDS Procedures -- Discontinuation of On-Site Contingency Service in CDS Vancouver and Calgary -- OSC Staff Notice of Request for Comment

Chapter 25 - Other Information

Consents

Greenock Resources Inc. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA

 

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