Ontario Securities Commission Bulletin
Issue 38/22 - June 04, 2015
Ont. Sec. Bull. Issue 38/22
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees
• OSC Staff Notice 91-703 -- Staff Recommendation on the Reporting of Inter-Affiliate Transactions by End-Users under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
Notices from the Office of the Secretary
• Davide Amato et al.
• Changfeng Energy Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sterling Mutuals Inc. and Armstrong & Quail Associates Inc.
• Lysander Funds Limited and Canso Credit Income Fund
• HR Strategies Inc. and HRS Liquid Strategies L.P.
• Artemis U.S. Capital Appreciation Fund
• Norrep Short Duration 2015 Flow-Through Limited Partnership and Norrep Capital Management Ltd.
• Otterburn Resources Corp.
• Canadian Credit Card Trust -- s. 1(10)(a)(ii)
• Manulife Asset Management Limited and Manulife Asset Management Accord (2015) Inc.
• NexGen Financial Limited Partnership et al.
• Rio Alto Mining Limited
• Strathbridge Asset Management Inc. and U.S. Financials Income Fund
• Gaz Métro Inc.
• Valener Inc.
• Invesco Canada Ltd. et al.
• Bristol Gate Capital Partners Inc.
• East West Investment Management Corporation et al.
• Cott Corporation
• GLENTEL Inc.
• FirstService Corporation
• Tangerine Investment Management Inc. and 1832 Asset Management L.P.
Orders
• DealNet Capital Corp. -- s. 144
• Canadian Pacific Railway Limited -- s. 104(2)(c)
• Canadian Pacific Railway Limited -- s. 104(2)(c)
• Changfeng Energy Inc. -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Davide Amato et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 51-102 Continuous Disclosure Obligations
• Amendments to NI 41-101 General Prospectus Requirements
• Amendments to NI 52-110 Audit Committees
• Changes to Companion Policy to NI 51-102 Continuous Disclosure Obligations
• Changes to Companion Policy to NI 41-101 General Prospectus Requirements
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Canadian Derivatives Clearing Corporation -- Material Amendments to CDCC Rules, Operations Manual and Risk Manual -- Notice of Commission Approval
• Canadian Derivatives Clearing Corporation -- Amendments to the Rule B-3 of CDCC to Introduce Acceleration of Expiry -- OSC Staff Notice of Request for Comment
Chapter 25 - Other Information
Approvals
• YTM Capital Asset Management Ltd. -- s. 213(3)(b) of the LTCA
• Bristol Gate Capital Partners Inc. -- s. 213(3)(b) of the LTCA
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