Ontario Securities Commission Bulletin
Issue 38/24 - June 18, 2015
Ont. Sec. Bull. Issue 38/24
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Shoreline Energy Corp. -- s. 127(9)
• OSC Notice 11-772 -- Notice of Statement of Priorities for Financial Year to End March 31, 2016
• Notice of Ministerial Approval of the Letter of Arrangement between the Office of the Superintendent of Financial Institutions and the Ontario Securities Commission
Notices of Hearing
• Shoreline Energy Corp. -- ss. 127(7), 127(8)
Notices from the Office of the Secretary
• Shoreline Energy Corp.
• Welcome Place Inc. et al.
• Future Solar Developments Inc. et al.
• Future Solar Developments Inc. et al.
• 1415409 Ontario Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Invesco Canada Ltd. and Trimark North American Endeavour Class
• Mawer Investment Management Ltd. and Mawer Global Bond Fund
• Fidelity Investments Canada ULC
• iProfile Money Market Pool et al.
• Slate U.S. Opportunity (No. 3) Realty Trust
• AgriMarine Holdings Inc. -- s. 1(10)(a)(ii)
• Purpose Investments Inc.
• Canoe Financial LP
• Franklin Templeton Investments Corp.
• Mackie Research Capital Corporation and Jordan Capital Markets Inc.
• 1832 Asset Management L.P. et al.
Orders
• Shoreline Energy Corp. -- ss. 127(7), 127(8)
• Xinergy Ltd. and Jon E. Nix -- s. 144(1)
• Welcome Place Inc. et al. -- s. 127
• Future Solar Developments Inc. et al. -- ss. 127(1), 127(8)
• Future Solar Developments Inc. et al. -- ss. 127, 127.1
• First Trust Tactical Bond Index ETF -- s. 1.1
• Telus Corporation -- s. 104(2)(c)
• Red Eagle Mining Corporation
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Notice and Request for Comment -- Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery -- Proposed Amendments to NI 41-101 General Prospectus Requirements and to Companion Policy 41-101CP to NI 41-101 General Prospectus Requirements and Related Consequential Amendments
• CSA Notice and Request for Comment -- Proposed Amendments to the Companion Policy to NI 23-101 Trading Rules: Application of the Order Protection Rule to Marketplaces Imposing Systematic Order Processing Delays
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments to UMIR Respecting Unprotected Transparent Marketplaces and the Order Protection Rule
• MFDA -- Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement) -- OSC Staff Notice of Request for Comment
• MFDA -- Proposed Amendments to MFDA Rule 1.2 (Individual Qualifications) -- OSC Staff Notice of Request for Comment
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