Ontario Securities Commission Bulletin
Issue 38/28 - July 16, 2015
Ont. Sec. Bull. Issue 38/28
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 51-344 -- Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015
• CSA Staff Notice 11-329 -- Withdrawal of Notices and Revocation of Omnibus/Blanket Orders
• Notice of Correction -- International Strategic Investments et al.
• OSC Staff Notice 51-725 -- Corporate Finance Branch -- 2014-2015 Annual Report
Notices of Hearing
• Good Mining Exploration Inc. -- s. 127
Notices from the Office of the Secretary
• Good Mining Exploration Inc.
• Christopher Reaney
• Good Mining Exploration Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Baxter International Inc.
• Auspice Capital Advisors Ltd.
• Laurence Ginsberg and Dealing Representatives of Exempt Market Dealers and Scholarship Plan Dealers -- s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Bridgeport Asset Management Inc.
• Jonathan Bolduc and Certain Other Persons or Companies Registered under the Act -- s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Star Hedge Managers Corp. -- s. 1(10)(a)(ii)
• Star Hedge Managers Corp. II -- s. 1(10)(a)(ii)
Orders
• International Strategic Investments et al. -- ss. 127(1), 127.1
• Capital International, Inc. and Persons or Companies Acting as an Investment Fund Manager in Ontario without a Head Office in a Jurisdiction of Canada at the Date of that Decision -- s. 144
• Good Mining Exploration Inc. -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• International Strategic Investments et al. -- ss. 127(1), 127.1
• Stephen Zeff Freedman and Sloane Capital Corp.
• Christopher Reaney
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Notice of Request for Comments -- Proposed Amendments to Rule 100.10(k) -- Optional Use of TIMS or SPAN
• IIROC -- Proposed Amendment to Universal Market Integrity Rules Respecting the Definition of Short-Marking Exempt Order
Chapter 25 - Other Information
Exemptions
• Timbercreek Global Real Estate Income Fund -- ss. 2.1(2) and 6.1 of NI 81-101 Mutual Fund Prospectus Disclosure
Top