Ontario Securities Commission Bulletin
Issue 38/31 - August 06, 2015
Ont. Sec. Bull. Issue 38/31
Table of Contents
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Lysander Funds Limited and Lysander-Slater Preferred Share ActiveTF
• NewGen Asset Management Limited
• Invesco Canada Ltd.
• Excel Funds Management Inc. and Excel Emerging Europe Fund
• CI Investments Inc.
• Liquidnet Canada, Inc. -- s. 15.1 of NI 21-101 Marketplace Operation
Orders
• Loomis, Sayles & Company, L.P. -- s. 80 of the CFA
• Newton Capital Management Limited -- s. 80 of the CFA
• Canadian Pacific Railway Limited -- s. 104(2)(c)
• Canadian Pacific Railway Limited -- s. 104(2)(c)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Liquidnet Canada, Inc. -- Notice of Completion of Staff Review of Significant Changes to Form 21-101F2
Clearing Agencies
• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Discontinuation of On-Site Contingency Service in Vancouver and Calgary
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