Ontario Securities Commission Bulletin

Issue 38/32 - August 13, 2015

Ont. Sec. Bull. Issue 38/32

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

Lawrence Zeiben et al. -- ss. 127(1), 127(10)

Portfolio Strategies Securities Inc. and Clifford Todd Monaghan -- ss. 8, 21.7

Notices from the Office of the Secretary

Lawrence Zeiben et al.

Portfolio Strategies Securities Inc. and Clifford Todd Monaghan

Chapter 2 - Decisions, Orders and Rulings

Decisions

Canoe Financial L.P. and the Clone Funds

RBC Global Asset Management Inc.

Sun Life Global Investments (Canada) Inc. and Sun Life Dynamic Energy Fund

Sightline Pension Solutions Inc.

CI Investments Inc.

Hartco Inc. -- s. 1(10)(a)(ii)

Kingsway Linked Return of Capital Trust -- s. 1(10)(a)(ii)

Invesco Canada Ltd.

Canso Investment Counsel Ltd. et al.

Sun Life Global Investments (Canada) Inc.

Colombia Oil and Gas Subsidiary Ltd. -- s. 1(10)(a)(ii)

RG Exchangeco Inc. -- s. 1(10)(a)(ii)

IA Clarington Investments Inc. et al.

Peruvian Precious Metals Corp.

Gold Reserve Inc.

1832 Asset Management L.P.

Maple Leaf Royalties Corp.

Orders

Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 147

Ontario Teachers' Pension Plan Board and Bonanza Creek Energy, Inc.

Mountainstar Gold Inc. -- s. 144

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.

 

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