Ontario Securities Commission Bulletin

Issue 38/34 - August 27, 2015

Ont. Sec. Bull. Issue 38/34

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

1415409 Ontario Inc. et al. -- ss. 127, 127.1

Notices of Hearing with Related Statements of Allegations

Paul Camillo DiNardo -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

Portfolio Capital Inc.et al.

Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie

Clifford Todd Monaghan

Paul Camillo DiNardo

Ground Wealth Inc. et al.

Paul Azeff et al.

1415409 Ontario Inc. et al.

1415409 Ontario Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Mackenzie Financial Corporation

Coastal Gold Corp. -- s. 1(10)(a)(ii)

Orders

Mega Precious Metals Inc. -- s. 1(6) of the OBCA

Portfolio Capital Inc. et al. -- ss. 127, 127.1

Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie -- s. 127

iShares FactorSelectTM MSCI Canada Index ETF et al. -- s. 1.1

Authorization Order -- s. 3.5(3)

Clifford Todd Monaghan

Agrium Inc. -- s. 104(2)(c)

Coastal Gold Corp. -- s. 1(6) of the OBCA

Ground Wealth Inc. et al.

Paul Azeff et al. -- ss. 127, 127.1

1415409 Ontario Inc. et al. -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Portfolio Capital Inc. et al. -- ss. 127, 127.1

Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie -- ss. 127(1), 127(10)

Ground Wealth Inc. et al. -- ss. 127, 127.1

Paul Azeff et al. -- ss. 127, 127.1

Director's Decisions

Argosy Securities Inc. and Keybase Financial Group Inc. -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- Margin Requirements for Certain Cash and Security Borrowing and Lending Arrangements -- Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1

Clearing Agencies

CDS -- Material Amendments to CDS Procedures -- CAD and USD Receivers of Credit Category Credit Rings -- OSC Staff Notice of Request for Comment

CDS -- Material Amendments to CDS Rules -- CAD and USD Receivers of Credit Category Credit Rings -- OSC Staff Notice of Request for Comment

CDCC -- Amendments to the Rule B-3 of CDCC to Introduce Acceleration of Expiry -- Notice of Commission Approval

 

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