Ontario Securities Commission Bulletin
Issue 38/35 - September 03, 2015
Ont. Sec. Bull. Issue 38/35
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• 1415409 Ontario Inc. et al.
• Notice of Ministerial Approval of Amendments to NI 33-105 Underwriting Conflicts, NI 45-106 Prospectus Exemptions and OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
Notices from the Office of the Secretary
• 1415409 Ontario Inc. et al.
• 1415409 Ontario Inc. et al.
• Richvale Resource Corporation et al.
• Andre Lewis
Chapter 2 - Decisions, Orders and Rulings
Decisions
• PetroNova Inc. -- s. 1(10)(a)(ii)
• Alder Resources Ltd. -- s. 1(10)(a)(ii)
• Excel Funds Management Inc. et al.
• Sintana Holdings Corp. -- s. 1(10)
• Horizons ETFs Management (Canada) Inc.
Orders
• Magna International Inc. -- s. 104(2)(c)
• Thomson Reuters Corporation -- s. 104(2)(c)
• Thomson Reuters Corporation -- s. 104(2)(c)
• Thomson Reuters Corporation -- s. 104(2)(c)
• Alder Resources Ltd. -- s. 1(6) of the OBCA
• Richvale Resource Corporation et al. -- ss. 17, 153 of the Act and Rule 11 of the OSC Rules of Procedure
• Andre Lewis -- ss. 127(1), 127(10)
Orders with Related Settlement Agreements
• 1415409 Ontario Inc. et al. -- ss. 127(1), 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Andre Lewis -- ss. 127(1), 127(10)
Director's Decisions
• Eva-Christine Missullis
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
• Amendments to NI 33-105 Underwriting Conflicts
• Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions
• Amendments to NI 45-106 Prospectus Exemptions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendment to Dealer Member Rule 100.10(f)(vi) Box Spread -- Notice of Commission Approval
• IIROC -- Proposed Amendments to Dealer Member Rules 8.7 and Corollary Amendments to Dealer Member Rule 8.3A Relating to the Requirement to Pay IIROC Membership Fees -- Notice of Commission Approval
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