Ontario Securities Commission Bulletin
Issue 38/37 - September 17, 2015
Ont. Sec. Bull. Issue 38/37
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 31-715, IIROC Notice Number 15-0210 and MFDA Bulletin Number 0658-C -- Mystery Shopping for Investment Advice: Insights into advisory practices and the investor experience in Ontario
Notices of Hearing
• Daniel William Yanaky -- ss. 8, 21.7
• Dennis L. Meharchand et al. -- ss. 127(7), 127(8)
• Majestic Supply Co. Inc. et al.
Notices from the Office of the Secretary
• Portfolio Strategies Securities Inc. and Clifford Todd Monaghan
• Paul Camillo DiNardo
• Future Solar Developments Inc. et al.
• Future Solar Developments Inc. et al.
• Pro-Financial Asset Management Inc. et al.
• Daniel William Yanaky
• Eda Marie Agueci et al.
• Oversea Chinese Fund Limited Partnership et al.
• Weizhen Tang
• Dennis L. Meharchand et al.
• Majestic Supply Co. Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• CanElson Drilling Inc. -- s. 1(10)(a)(ii)
• FT Portfolios Canada Co. et al.
• FT Portfolios Canada Co. and First Trust Advantaged Short Duration High Yield Bond Fund
• Catamaran Corporation
• Cline Mining Corporation
• Sun Life Global Investments (Canada) Inc. et al.
• Counsel Portfolio Services Inc.
• Mackenzie Financial Corporation
• Invesco Canada Ltd.
Orders
• Gaming Nation Inc. -- s. 1(11)(b)
• Portfolio Strategies Securities Inc. and Clifford Todd Monaghan -- Rule 6 of the OSC Rules of Procedure
• Paul Camillo DiNardo
• Future Solar Developments Inc. et al. -- ss. 127(1), 127(8)
• Future Solar Developments Inc. et al. -- ss. 127, 127.1
• Canadian National Railway Company -- s. 104(2)(c)
• Eda Marie Agueci et al. -- s. 17
• CGI Group Inc. -- s. 104(2)(c)
• Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7), 127(8)
• Weizhen Tang -- ss. 127(1), 127(10)
• Dennis L. Meharchand et al. -- ss. 127(1), 127(5)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Pro-Financial Asset Management Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Staff Notice and Request for Comment 21-315 -- Next Steps in Regulation and Transparency of the Fixed Income Market
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• TSX -- Amendments to Toronto Stock Exchange Company Manual to add Part XI -- Requirements Applicable to Non-Corporate Issuers (September 17, 2015) -- Notice of Approval
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