Ontario Securities Commission Bulletin
Issue 38/39 - October 01, 2015
Ont. Sec. Bull. Issue 38/39
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Multilateral Staff Notice 58-307 -- Staff Review of Women on Boards and in Executive Officer Positions -- Compliance with NI 58-101 Disclosure of Corporate Governance Practices
• Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
• Processes for the Review and Approval of Exchange Rules and of the Information Contained in Forms 21-101F1 and 21-101F2
• OSC Staff Notice 21-706 -- Marketplaces' Initial Operations and Material System Changes
Notices from the Office of the Secretary
• Terrence Bedford
• Dennis L. Meharchand et al.
• Garth H. Drabinsky et al.
• 7997698 Canada Inc., carrying on business as International Legal and Accounting Services Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Northwest & Ethical Investments L.P. et al.
• Manulife Asset Management Limited and the Standard Life Mutual Funds
• Bedrocan Cannabis Corp. -- s. 1(10)(a)(ii)
• CI Investments Inc. et al.
• CI Investments Inc.
• Automotive Properties Real Estate Investment Trust
Orders
• Terrence Bedford -- Rule 9 of the OSC Rules of Procedure
• Dennis L. Meharchand et al. -- s. 127(8)
• TMX Group Inc. et al. -- s. 144
• CNSX Markets -- s. 144
• Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. -- s. 144
• Bloomberg Tradebook Canada Company et al. -- s. 144
• Garth H. Drabinsky et al. -- ss. 127, 127.1
• 7997698 Canada Inc., carrying on business as International Legal and Accounting Services Inc. et al.
• Nexus Group International Inc. -- s. 144(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• John Kodric -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Notice of Amendment to OSC Rule 13-502 Fees
• Amendments to NI 21-101 Marketplace Operation
• Changes to Companion Policy 21-101CP Marketplace Operation
• Amendments to NI 23-101 Trading Rules
• Changes to Companion Policy 23-101CP Trading Rules
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendments to the Universal Market Integrity Rules (UMIR) Respecting Unprotected Transparent Marketplaces and the Order Protection Rule and Exemption under UMIR 11.1 -- OSC Staff Notice of Commission Approval
Marketplaces
• Instinet Canada Cross Limited -- Notice of Proposed Change
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