Ontario Securities Commission Bulletin
Issue 38/42 - October 22, 2015
Ont. Sec. Bull. Issue 38/42
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies
Notices of Hearing
• GITC Investments and Trading Canada Ltd. et al. -- ss. 127, 127.1
Notices of Hearing with Related Statements of Allegations
• Black Panther Trading Corporation and Charles Robert Goddard
• Mark Allen Dennis -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Black Panther Trading Corporation and Charles Robert Goddard
• GITC Investments and Trading Canada Ltd. et al.
• Mark Allen Dennis
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Lithium Americas Corp. -- s. 1(10)(a)(ii)
• Desjardins Investments Inc. and the Desjardins Funds
• Picton Mahoney Asset Management et al.
• Jaguar Mining Inc.
• I.G. Investment Management, Ltd.
• NGAM Canada LP
• John Deere Financial Inc.
• Thales
• Woulfe Mining Corp. -- s. 1(10)
• Molson Coors Capital Finance ULC -- s. 1(10)(a)(ii)
• NWM Mining Corporation -- s. 1(10)(a)(ii)
Orders
• Nodal Clear, LLC -- s. 147
• Lithium Americas Corp. -- s. 1(6) of the OBCA
• Temex Resources Corp. -- s. 1(6) of the OBCA
• Ontario Teachers' Pension Plan Board and XPO Logistics, Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• Vince Domenichini
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Nodal Clear, LLC -- Notice of Commission Order -- Interim Exemption Order
• Notice of Effective Date -- Technical Amendments to CDS Procedures: Revisions to Depository Acknowledgement Receipts and Strip Service Forms
• Notice of Effective Date -- Technical Amendments to CDS Procedures: Housekeeping Changes -- September 2015
Chapter 25 - Other Information
Consents
• Poydras Gaming Finance Corp. -- s. 4(b) of Ont. Reg. 289/00
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