Ontario Securities Commission Bulletin
Issue 38/44 - November 05, 2015
Ont. Sec. Bull. Issue 38/44
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Amendments Related to the Recognition of Aequitas Neo Exchange Inc.
• CSA Staff Notice 51-345 Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms
• OSC Staff Notice 11-773 -- The Investor Perspective
Notices of Hearing
• Argosy Securities Inc. and Keybase Financial Group Inc. -- s. 8(4)
Notices from the Office of the Secretary
• Future Solar Developments Inc. et al.
• Future Solar Developments Inc. et al.
• Robert Laudy Williams
• David Charles Phillips and John Russell Wilson
• Mark Allen Dennis -- s. 127(1)
• Sharon Downing
• Daniel Quo Ming Sam
• Argosy Securities Inc. and Keybase Financial Group Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Boulder Energy Ltd.
• 1042573 B.C. Ltd. -- s. 1(10)(a)(ii)
• Ryan Gold Corp.
• American Hotel Income Properties REIT LP
• Corona Gold Corporation
• Medworxx Solutions Inc. -- s. 1(10)(a)(ii)
Orders
• Future Solar Developments Inc. et al. -- ss. 127(1), 127(8)
• Future Solar Developments Inc. et al. -- ss. 127, 127.1
• Robert Laudy Williams -- s. 127(1)
• David Charles Phillips and John Russell Wilson
• Ryan Gold Corp. -- s. 1(6) of the OBCA
• Corona Gold Corporation -- s. 1(6) of the OBCA
• Mark Allen Dennis
• Sharon Downing -- s. 127(1)
• Moody's Canada Inc.
• Daniel Quo Ming Sam -- s. 127(1)
• Metro Inc. -- s. 104(2)(c)
• Metro Inc. -- s. 104(2)(c)
• Metro Inc. -- s. 104(2)(c)
• Metro Inc. -- s. 104(2)(c)
• Canadian National Railway Company -- s. 104(2)(c)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• David Charles Phillips and John Russell Wilson -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 41-101 General Prospectus Requirements
• Amendments to NI 44-101 Short Form Prospectus Distributions
• Amendments to NI 45-106 Prospectus Exemptions
• Amendments to NI 51-102 Continuous Disclosure Obligations
• Amendments to NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
• Amendments to NI 52-110 Audit Committees
• Amendments to NI 58-101 Disclosure of Corporate Governance Practices
• Amendments to MI 61-101 Protection of Minority Security Holders in Special Transactions
• Amendments to NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
• Amendments to NI 81-101 Mutual Fund Prospectus Disclosure
• Changes to NP 46-201 Escrow for Initial Public Offerings
• Amendments to OSC Rule 56-501 Restricted Shares
Chapter 6 - Request for Comments
• OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-507CP to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Revised Proposed Amendments Relating to the Requirement to Disclose Membership in IIROC as a Dealer Member -- OSC Staff Notice of Request for Comment
• IIROC -- Amendments Relating to Rule 100.10K -- Optional Use of TIMS or SPAN -- OSC Staff Notice of Approval
Clearing Agencies
• CDS Clearing and Depository Services Inc. -- Material Amendments to CDS Rules and Procedures -- Amendments to CDS Rules and Procedures Relating to the CAD and USD Receivers of Credit Category Credit Rings
• CDCC -- Amendments to Operations Manual for the Purpose of Moving the Afternoon Intra-Day Margin Process -- Notice of Commission Approval
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