Ontario Securities Commission Bulletin

Issue 38/46 - November 19, 2015

Ont. Sec. Bull. Issue 38/46

Table of Contents

Chapter 1 - Notices / News Releases

Notices of Hearing

• The Trustees of Central GoldTrust and Silver Bullion Trust et al. -- ss. 104 and 127(1) of the Act, and Rule 16 of the OSC Rules of Procedure

Notices from the Office of the Secretary

• Pro-Financial Asset Management Inc. et al.

• Weizhen Tang

• Argosy Securities Inc. and Keybase Financial Group Inc.

• Bradon Technologies Ltd. et al.

• The Trustees of Central GoldTrust and Silver Bullion Trust et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Irish Residential Properties REIT PLC and Canadian Apartment Properties Real Estate Investment Trust

• Desjardins Investments Inc. and Desjardins Financial Services Firm Inc.

• Fidelity Investments Canada ULC

• Manulife Asset Management Limited

• HSBC Global Asset Management (Canada) Limited and the Mutual Funds Listed in Schedule "A"

• First Asset Investment Management Inc.

• Romarco Minerals Inc. -- s. 1(10)(a)(ii)

• Greystone Managed Investments Inc.

• Manac Inc. -- s. 1(10)(a)(ii)

• 9327-2615 Québec Inc. -- s. 1(10)(a)(ii)

• Excel Funds Management Inc.

• PIMCO Canada Corp.

• Mackenzie Financial Corporation et al.

• Mackenzie Financial Corporation et al.

Orders

• Pro-Financial Asset Management Inc. et al. -- s. 127

• Weizhen Tang -- ss. 127(1), 127(10)

• Bradon Technologies Ltd. et al.

• TMX Group Limited et al. -- s. 147

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

• Argosy Securities Inc. and Keybase Financial Group Inc.

Director's Decisions

• Dhiren Desai -- s. 31

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

• Instinet Canada Cross Limited -- Continuous Block Crossing Order Type -- Notice of Commission Approval of Proposed Change

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