Ontario Securities Commission Bulletin

Issue 38/48 - December 03, 2015

Ont. Sec. Bull. Issue 38/48

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Notice of Memorandum of Understanding Respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities

• Notice of Ministerial Approval of Amendments to NI 45-106 Prospectus Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale of Securities, and the Repeal of NI 45-101 Rights Offerings, and Consequential Amendments

• Notice of Ministerial Approval of Amendments to Ontario Securities Commission Rule 13-502 Fees

Notices of Hearing with Related Statements of Allegations

• Fred Louis Sebastian -- ss. 127(1), 127(10)

• Hussain Dhala -- ss. 127(1), 127(10)

• Neil Suresh Chandran et al. -- ss. 127(1), 127(10)

Notices from the Office of the Secretary

• Quadrexx Hedge Capital Management Ltd. et al.

• Fred Louis Sebastian

• Hussain Dhala

• Pro-Financial Asset Management Inc. et al.

• Black Panther Trading Corporation and Charles Robert Goddard

• Weizhen Tang

• Paul Azeff et al.

• Eda Marie Agueci et al.

• Neil Suresh Chandran et al.

• Pro-Financial Asset Management Inc. et al.

• Quadrus Investment Services Ltd.

• 2 Wongs Make It Right Enterprises Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Sun Life Global Investments (Canada) Inc.

• Computer Sciences Corporation

• National Bank Investments Inc.

• Mediterranean Resources Ltd. -- s. 1(10)(a)(ii)

• StorageVault Canada Inc.

• Candax Energy Inc. -- s. 1(10)(a)(ii)

• Arrow Capital Management Inc. et al.

• Niagara Capital Partners Ltd.

• Lite Access Technologies Inc.

Orders

• Quadrexx Hedge Capital Management Ltd. et al.

• Pro-Financial Asset Management Inc. et al.

• Black Panther Trading Corporation and Charles Robert Goddard -- s. 127

• Weizhen Tang -- ss. 127(1), 127(10)

• Magna International Inc. -- s. 102(2)(c)

• Eda Marie Agueci et al. -- s. 144

• Telus Corporation -- s. 104(2)(c)

• 2 Wongs Make It Right Enterprises Ltd. et al. -- ss. 127(1), 127(10)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

• Pro-Financial Asset Management Inc. et al.

• Quadrus Investment Services Ltd. -- s. 127

• 2 Wongs Make It Right Enterprises Ltd. et al. -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• Amendments to NI 45-106 Prospectus Exemptions

• Amendments to NI 41-101 General Prospectus Requirements

• Amendments to NI 44-101 Short Form Prospectus Distributions

• Amendments to NI 45-102 Resale of Securities

• Repeal of NI 45-101 Rights Offerings

• Amendments to MI 11-102 Passport System

• Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

• Amendments to MI 13-102 System Fees for SEDAR and NRD

• Changes to Companion Policy 45-106CP Prospectus Exemptions

• Changes to Companion Policy 41-101CP General Prospectus Requirements

• Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission

• Amendments to OSC Rule 13-502 Fees

• Amendments to MI 61-101 Protection of Minority Security Holders in Special Transactions

• Amendment to OSC Rule 13-502 Fees

Chapter 6 - Request for Comments

• Proposed amendments to final adopted Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

• Technical Amendments to CDS Procedures -- New Electronic Alert Service Notification for Cash Tender Reject due to Lack of Funds/Aggregate Collateral Value -- Notice of Effective Date

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