Ontario Securities Commission Bulletin
Issue 38/49 - December 10, 2015
Ont. Sec. Bull. Issue 38/49
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2016
• Alpha Exchange Inc. -- Notice of Commission Approval of Market Data Fees
Notices from the Office of the Secretary
• Edward Furtak et al.
• Future Solar Developments Inc. et al.
• Blue Gold Holdings Ltd. et al.
• Paul Azeff and Korin Bobrow
Chapter 2 - Decisions, Orders and Rulings
Decisions
• CIBC Asset Management Inc.
• Brewers Retail Inc.
• Russell Investments Canada Limited and the Class Portfolios
Orders
• Edward Furtak et al.
• Future Solar Developments Inc. et al. -- ss. 127(1), 127(8)
• Blue Gold Holdings Ltd. et al. -- s. 127
• TransCanada Corporation -- s. 104(2)(c)
• Canadian National Railway Company -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Paul Azeff and Korin Bobrow
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts and ETF Facts -- Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Provisions Respecting Best Execution -- Request for Comment
Top