Ontario Securities Commission Bulletin

Issue 38/50 - December 17, 2015

Ont. Sec. Bull. Issue 38/50

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• OSC Staff Notice 13-706 Sedar Filer Manual Update

• The Investment Funds Practitioner -- December 2015

Notices of Hearing with Related Statements of Allegations

• Zhen (Steven) Pang and Oasis World Trading Inc. -- ss. 127(1), 127(2), 127.1

Notices from the Office of the Secretary

• Pro-Financial Asset Management Inc. et al.

• Zhen (Steven) Pang and Oasis World Trading Inc.

• 2241153 Ontario Inc. et al.

• Zhen (Steven) Pang and Oasis World Trading Inc.

• Lance Kotton and Titan Equity Group Ltd.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Xenon Pharmaceuticals Inc.

• HCN-Revera Joint Venture ULC (formerly Regal Lifestyle Communities Inc.)

• First Asset Investment Management Inc.

• BNP Paribas Global Equity Exposure Fund et al.

• Newport Private Wealth Inc. and the Lonsdale Tactical Balanced Portfolio

Orders

• Pro-Financial Asset Management Inc. et al. -- s. 127

• Pro-Financial Asset Management Inc. et al. -- Rule 1.7.4 of the OSC Rules of Procedure

• 2241153 Ontario Inc. et al. -- s. 127

• Salix Pharmaceuticals, Ltd. -- s. 144

• La Jolla Capital Inc. -- s. 144

• Lance Kotton and Titan Equity Group Ltd. -- s. 127(8)

• Assignment of Certain Powers and Duties of the Ontario Securities Commission -- s. 6(3)

Orders with Related Settlement Agreements

• Zhen (Steven) Pang and Oasis World Trading Inc. -- ss. 127(1), 127(2), 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

Director's Decisions

• Edward Andrew Rempel

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

• CDCC -- Amendments to Risk Manual and Rules to Create a New Category of Clearing Member -- OSC Staff Notice of Request for Comment

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