Ontario Securities Commission Bulletin

Issue 39/02 - January 14, 2016

Ont. Sec. Bull. Issue 39/02

Table of Contents

Chapter 1 - Notices / News Releases

Notices

OSC Staff Notice 11-739 (Revised) -- Policy Reformulation -- Table of Concordance and List of New Instruments

Notice of Ministerial Approval of Multilateral Instrument 45-108 Crowdfunding and Consequential Amendments

CSA Staff Notice 52-306 (Revised) -- Non-GAAP Financial Measures

Notices of Hearing

Paul Christopher Darrigo -- ss. 8, 21.7

Notices from the Office of the Secretary

Sino-Forest Corporation et al.

Blue Gold Holdings Ltd. et al.

Clifford Todd Monaghan

Paul Christopher Darrigo

Neil Suresh Chandran, et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Guardian Capital LP et al.

Guardian Capital LP et al.

Norrep Capital Management Ltd.

Jessica M. Brown

Norrep Capital Management Ltd.

Sprott Asset Management LP

Amica Mature Lifestyles Inc. -- s. 1(10)(a)(ii)

Borden Ladner Gervais LLP -- s. 1(10)(a)(ii)

Orders

Canadian Imperial Bank of Commerce -- 104(2)(c)

Sino-Forest Corporation et al.

Blue Gold Holdings et al. -- s. 127

Global Autotrading Inc. and Jimmy Talbot -- s. 25(3)

Clifford Todd Monaghan

Toronto Dominion Bank -- s. 104(2)(c)

Neil Suresh Chandran, et al. -- ss. 127(1), 127(10)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Multilateral Instrument 45-108 Crowdfunding

Form 45-108F1 -- Crowdfunding Offering Document

Form 45-108F2 -- Risk Acknowledgement

Form 45-108F3 -- Confirmation of Investment Limits

Form 45-108F4 -- Notice of Specified Key Events

Form 45-108F5 -- Personal Information Form and Authorization to Collect, Use and Disclose Personal Information

Companion Policy 45-108CP Crowdfunding

Amendments to NI 45-102 Resale of Securities

Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission

Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions

Changes to Companion Policy 45-501CP Ontario Prospectus and Registration Exemptions

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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