Ontario Securities Commission Bulletin
Issue 39/03 - January 21, 2016
Ont. Sec. Bull. Issue 39/03
Table of Contents
Chapter 1 - Notices / News Releases
Notices from the Office of the Secretary
• Welcome Place Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• NAPEC Inc.
• 1784354 Ontario Inc. (operating as Excel Private Wealth) and Certika Investments Ltd.
• Hamilton Capital Partners Inc. et al.
Orders
• Welcome Place Inc. et al. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed NI 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Proposed Companion Policy 94-102CP Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• CDS -- Technical Amendments to CDS Procedures: Expansion of Company Types in CDSX® -- Notice of Effective Date
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