Ontario Securities Commission Bulletin

Issue 39/04 - January 28, 2016

Ont. Sec. Bull. Issue 39/04

Table of Contents

Chapter 1 - Notices / News Releases

Notices

CSA Staff Notice 45-314 -- Updated List of Current CSA Exempt Market Initiatives

Summary of Key Capital Raising Prospectus Exemptions in Ontario

Notices from the Office of the Secretary

Argosy Securities Inc. and Keybase Financial Group Inc.

Quadrexx Hedge Capital Management Ltd. et al.

Weizhen Tang

Noshad Dowlati

Paul Azeff et al.

Paul Camillo DiNardo

Blue Gold Holdings Ltd. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Raimount Resources Inc. -- s. 1(10)(a)(ii)

QS Investors, LLC

Less Mess Storage Inc. -- s. 1(10)(a)(ii)

Adanac Molybdenum Corporation -- s. 1(10)(a)(ii)

Northern Gold Mining Inc. -- s. 1(10)(a)(ii)

CI Investments Inc. -- s. 1(10)(a)(ii)

Sun Life Global Investments (Canada) Inc.

Orders

Argosy Securities Inc. and Keybase Financial Group Inc. -- s. 8(4)

Quadrexx Hedge Capital Management Ltd. et al.

Weizhen Tang -- ss. 127(1), 127(10)

Noshad Dowlati -- ss. 127(1), 127(10)

Paul Azeff et al.

Paul Camillo DiNardo -- s. 127(1)

Blue Gold Holdings Ltd. et al. -- s. 127

Northern Gold Mining Inc. -- s. 1(6) of the OBCA)

Rulings

SG Americas Securities, LLC -- s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Paul Camillo DiNardo

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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