Ontario Securities Commission Bulletin
Issue 39/05 - February 04, 2016
Ont. Sec. Bull. Issue 39/05
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• Hong Liang Zhong -- ss. 127(1), 127(10)
• Glenn Francis Dunbar -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Hong Liang Zhong
• Glenn Francis Dunbar
• Argosy Securities Inc. and Keybase Financial Group Inc.
• GreenStar Agricultural Corporation and Lianyun Guan
• Edward Furtak et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Carlisle Goldfields Limited -- s. 1(10)(a)(ii)
• Enbridge Inc.
• Trans Québec & Maritimes Pipeline Inc.
• Platinum Communications Corporation -- s.1(10)(a)(ii)
• Bloombergsen Inc.
• Excel Funds Management Inc. and Excel BRIC Fund
• Seven Generations Energy Ltd.
• BMO Asset Management Inc. and BMO Investments Inc.
• GWR Global Water Resources Corp.
Orders
• Argosy Securities Inc. and Keybase Financial Group Inc. -- s. 8(3) of the Act and s. 9(1)(b) of the SPPA
• GreenStar Agricultural Corporation and Lianyun Guan -- ss. 127, 127.1
• Carlisle Goldfields Limited -- s. 1(6) of the OBCA
• Edward Furtak et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• GreenStar Agricultural Corporation and Lianyun Guan -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Chi-X Canada ATS Ltd. -- Change to Ownership of Chi-X Canada ATS Ltd. -- Notice of Approval
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