Ontario Securities Commission Bulletin
Issue 39/06 - February 11, 2016
Ont. Sec. Bull. Issue 39/06
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• CI Investments Inc. -- ss. 127(1), 127(2), 127.1
Notices from the Office of the Secretary
• Hussain Dhala
• 2241153 Ontario Inc. et al.
• Lawrence Zeiben et al.
• CI Investments Inc.
• Fred Louis Sebastian
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Perk.com Inc.
• Capital Power L.P. -- s. 1(10)(a)(ii)
• IA Clarington Canadian Mid Cap Dividend Fund -- s. 1(10)(a)(ii)
• Canaccord Genuity Corp.
• TD Split Inc. -- s. 1(10)(a)(ii)
• Fiera Capital Corporation and Canadian Convertibles Plus Fund
• Associated Foreign Exchange, ULC
Orders
• Hussain Dhala -- ss. 127(1), 127(10)
• FPS Pharma Inc. -- s. 144
• Lawrence Zeiben et al. -- s. 127(1)
• Fred Louis Sebastian -- ss. 127(1), 127(10)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Hussain Dhala -- ss. 127(1), 127(10)
• 2241153 Ontario Inc. et al. -- s. 127
• Lawrence Zeiben et al.
• Fred Louis Sebastian -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Amendment to "Short Marking Exempt Order" Definitions -- Notice of Commission Approval
Marketplaces
• TSX -- Housekeeping Amendments to the TSX Company Manual -- Notice of Housekeeping Rule Amendments
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