Ontario Securities Commission Bulletin
Issue 39/08 - February 25, 2016
Ont. Sec. Bull. Issue 39/08
Table of Contents
Chapter 1 - Notices / News Releases
Notices of Hearing with Related Statements of Allegations
• Liahona Mortgage Investment Corp. et al. -- s. 127, 127.1
Notices from the Office of the Secretary
• Liahona Mortgage Investment Corp. et al.
• Sharon Downing
• Liahona Mortgage Investment Corp. et al.
• AMTE Services Inc. et al.
• Future Solar Developments Inc. et al.
• CI Investments Inc.
• Glenn Francis Dunbar
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Perimeter Markets Inc.
• Canamax Energy Ltd. -- s. 1(10)(a)(ii)
• Scotia Managed Companies Administration Inc. and Advantaged Canadian High Yield Bond Fund
• Killam Properties Inc. -- s. 1(10)(a)(ii)
• Central GoldTrust -- s. 1(10)(a)(ii)
• Petrus Resources Inc. -- s. 1(10)(a)(ii)
• Aon Hewitt Investment Management Inc.
• Petroamerica Oil Corp. -- s. 1(10)(a)(ii)
• Invesco Canada Ltd.
Orders
• Perimeter Markets Inc. -- s. 6.1 of OSC Rule 13-502 Fees
• Sharon Downing -- ss. 127(1), 127(10)
• CNSX Markets Inc. -- s. 144
• TD Split Inc. -- s. 1(6) of the OBCA
• AMTE Services Inc. et al. -- s. 127(8)
• Future Solar Developments Inc. et al. -- ss. 127, 127.1
• Canadian National Railway Company -- s. 104(2)(c)
• Glenn Francis Dunbar
Orders with Related Settlement Agreements
• Liahona Mortgage Investment Corp. et al. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• CI Investments Inc.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• CSA Notice of Amendments to Early Warning System -- Amendments to MI 62-104 Take-Over Bids and Issuer Bids, NI 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues, and Changes to NP 62-203 Take-Over Bids and Issuer Bids
• CSA Notice of Changes to Companion Policy 43-101CP Standards of Disclosure for Mineral Projects
Chapter 6 - Request for Comments
• Proposed NI 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Companion Policy 94-101CP Mandatory Central Counterparty Clearing of Derivatives
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Proposed Amendments Respecting the Audit Requirement to Send Second Positive Confirmation Requests -- Request for Comment
Marketplaces
• Canadian Securities Exchange -- Variation of Recognition Order -- Notice
• CNSX Markets Inc. -- Proposed Amendments to Policy 2 Qualifications for Listing -- OSC Staff Notice of Proposed Changes and Request for Comment
• CNSX Markets Inc. -- Proposed Amendments to Policy 8 Fundamental Changes -- OSC Staff Notice of Proposed Changes and Request for Comment
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